Senior Regulatory Compliance Expert

6 hours ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,10,000
Regulatory Compliance Specialist

A senior regulatory professional is sought to assume a pivotal role in ensuring adherence to SEBI Mutual Fund Regulations. This individual will be responsible for overseeing the implementation of regulatory frameworks, fostering a culture of transparency and accountability within the organization.

Main Responsibilities
  • Monitor and report on compliance with SEBI Mutual Fund Regulations, guaranteeing timely submission of periodical reports to relevant authorities.
  • Address investor grievances promptly, maintaining open communication channels and resolving issues efficiently.
  • Coordinate scheme filings and regulatory updates, providing guidance on Employee Dealing Policy and ensuring timely closure of pending commitments.
  • Maintain a comprehensive Compliance Manual, offering expert insights on regulatory changes and their implications.
  • Collaborate with various departments to ensure smooth front-office transactions, employee trade monitoring, and audit compliance.
Required Skills and Experience
  • Working knowledge of SEBI Mutual Fund Regulations, RBI, FEMA, and NBFC-related compliance requirements.
  • Strong understanding of the Companies Act, 2013, and applicable rules for ensuring group company compliance.
  • Excellent communication and interpersonal skills, with the ability to handle multiple stakeholders effectively.
What We Offer

We are committed to providing a stimulating work environment that fosters growth and development. As a valued member of our team, you will have access to opportunities for professional advancement and contribute to shaping the future of our organization.



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