Senior Compliance Manager

1 week ago

Pune, Maharashtra, India beBeeCompliance Full time ₹ 14,50,000 - ₹ 26,15,000

Job Overview:

Principal Officer Position

We are seeking an experienced Principal Officer to lead our compliance initiatives. In this role, you will be responsible for ensuring that all provisions of relevant regulations and circulars are adhered to.

Key Responsibilities:

  • Oversee compliance with SEBI Act, AIF Regulations, FEMA, IFSC regulations, and related circulars.
  • Manage the day-to-day operations of Gift City, ensuring seamless compliance.
  • Collaborate with teams to deliver timely regulatory reporting and compliance-related services.
  • Provide guidance on compliance matters to investors and stakeholders.
  • Identify potential issues proactively and develop strategic solutions, aligning with operational risk management frameworks.

Qualifications and Experience:

  • A minimum of 5 years of experience in securities market or financial products.
  • Proficiency in finance/accounting is desirable.
  • Expertise in MS Excel, PowerPoint, and other productivity tools.

Required Skills:

  • Strategic thinking and problem-solving abilities.
  • Excellent communication and interpersonal skills.
  • Meticulous attention to detail and analytical skills.
  • Strong organizational and time management skills.
  • Proficiency in numerical skills and MS Office Suite.

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