Compliance Risk Manager

17 hours ago


Ahmedabad, Gujarat, India Mentorpal Full time

Company Overview: At Mentorpal, we strive to be instant, convenient, and transparent. Our Compliance Officer will play a vital role in ensuring that our operations are aligned with regulatory framework requirements.

Estimated Salary: $80,000 - $110,000 per year

Job Description:

We are seeking an experienced Compliance Officer to oversee all regulatory developments related to our company's operations. This role involves working closely with internal teams to ensure awareness of regulatory framework requirements, maintaining regulatory licenses, and ensuring compliance with AML/CFT regulations.

The Compliance Officer will also handle fincrime reporting and regulatory liaison, as well as monitor and test compliance measures. Key responsibilities include:

  • Monitoring all regulatory developments relevant to the company's operations
  • Working with internal teams to ensure awareness and adherence to regulatory framework requirements
  • Building and improving the Compliance Programme in line with our mission
  • Maintaining regulatory licenses and applications, handling regulatory liaison, reporting, and filing
  • Ensuring appropriate training on AML/CFT and other regulatory matters for senior management and the board of directors
  • Setup and maintaining fincrime monthly review reports to ensure appropriate review of first-line processes
  • Owning fincrime reporting processes, addressing regulatory queries and feedback, and handling fincrime escalations from Legal Enforcement Agencies
  • Governing and localizing compliance policies, including AML policy and KYC/CDD guidelines
  • Updating policies as required based on new regulatory developments
  • Verifying the existence of relevant controls related to the integrity and quality of information transmitted to the FIU-India within the framework of STR/SAR reports


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