Compliance Officer: Financial Markets Risk Expert
1 day ago
Job Description
The Compliance Officer will be part of the Markets Regulatory Compliance Monitoring department, a critical function within Crédit Agricole CIB.
About the Role
We are seeking a skilled Compliance Officer to join our team in Asia. The successful candidate will be responsible for assessing non-compliance risks and ensuring the proper application of financial market regulations, laws, and codes.
Main Responsibilities
- Conduct risk-based assessments to identify potential compliance issues.
- Perform compliance monitoring controls and spot checks.
- Review and ensure adherence to regulatory requirements, including MiFID, EMIR, ESMA, SFTR, PRIIPS, and DFA regulations.
- Participate in the completion of the Compliance monitoring control plan.
- Monitor and maintain the list of employees who fall within the scope of the DFA registration.
- Prepare periodic consolidated reports, Key Production Indicators, and Management Indicators from the global Local Compliance Network.
- Communicate with stakeholders and GMRC management to provide updates on compliance activities.
Requirements
- Minimum Bachelor's degree in a relevant field, such as law or business.
- A minimum of 3-5 years of professional experience in corporate and investment banking.
- Strong knowledge of financial market regulations, including MiFID, EMIR, ESMA, SFTR, PRIIPS, and DFA.
- Excellent analytical and research skills.
- Ability to work in a team and communicate effectively.
What We Offer
Crédit Agricole CIB offers a competitive salary range of ₹1,200,000 - ₹2,500,000 per annum, depending on experience.
Benefits
In addition to a competitive salary, we offer a comprehensive benefits package, including health insurance, retirement plans, and opportunities for career growth and development.
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