Compliance Officer: Financial Markets Risk Expert

1 day ago


Ahmedabad, Gujarat, India Crédit Agricole CIB Full time

Job Description

The Compliance Officer will be part of the Markets Regulatory Compliance Monitoring department, a critical function within Crédit Agricole CIB.

About the Role

We are seeking a skilled Compliance Officer to join our team in Asia. The successful candidate will be responsible for assessing non-compliance risks and ensuring the proper application of financial market regulations, laws, and codes.

Main Responsibilities

  • Conduct risk-based assessments to identify potential compliance issues.
  • Perform compliance monitoring controls and spot checks.
  • Review and ensure adherence to regulatory requirements, including MiFID, EMIR, ESMA, SFTR, PRIIPS, and DFA regulations.
  • Participate in the completion of the Compliance monitoring control plan.
  • Monitor and maintain the list of employees who fall within the scope of the DFA registration.
  • Prepare periodic consolidated reports, Key Production Indicators, and Management Indicators from the global Local Compliance Network.
  • Communicate with stakeholders and GMRC management to provide updates on compliance activities.

Requirements

  • Minimum Bachelor's degree in a relevant field, such as law or business.
  • A minimum of 3-5 years of professional experience in corporate and investment banking.
  • Strong knowledge of financial market regulations, including MiFID, EMIR, ESMA, SFTR, PRIIPS, and DFA.
  • Excellent analytical and research skills.
  • Ability to work in a team and communicate effectively.

What We Offer

Crédit Agricole CIB offers a competitive salary range of ₹1,200,000 - ₹2,500,000 per annum, depending on experience.

Benefits

In addition to a competitive salary, we offer a comprehensive benefits package, including health insurance, retirement plans, and opportunities for career growth and development.



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