Risk Management Specialist

2 weeks ago


Ahmedabad, Gujarat, India WorkQuest India Full time

Job Title: Risk Management Specialist

Company Overview: WorkQuest India is a leading provider of innovative financial solutions, seeking a highly skilled Compliance Officer to join our team.

Estimated Salary: ₹ 800,000 - ₹ 1,200,000 per annum, depending on experience.

Job Description:

We are looking for a seasoned Compliance Officer to oversee the implementation and maintenance of regulatory requirements in our stock broking company. The ideal candidate will possess extensive knowledge of SEBI regulations and have hands-on experience managing risk and compliance for financial services firms.

Responsibilities:

  • Ensuring compliance with Exchange/SEBI Regulations and reporting regularly.
  • Experience in handling Audit (Concurrent and Internal) and Enhanced Supervision submission and Funds Settlement.
  • Responsible for management of business reporting and ad hoc reporting from time to time.
  • Addressing internal queries, data requirements, and escalations.
  • Manage and control overall functioning and supervision of Depository operations.
  • To manage, train, and control teams responsible for processing products.
  • Manage NSE/BSE/CDSL and SEBI inspection and data submission.

Requirements:

  • Possess a CS/LLB/MBA degree.
  • Minimum 1-5 years of work experience in stock broking and DP operations.
  • Experience in back office/DP-operations work in a Stock broking/Securities firm, Mutual Fund, etc.
  • Experience in Equity & F&O - operations, Demat.
  • Experience in working in the Broking Industry.
  • Experience in CDSL/NSDL DP System.
  • Be agile and highly collaborative, communicate effectively.
  • Strong analytical acumen and problem-solving skills.
  • Demonstrate deep understanding of stock broking business.
  • Be highly data-driven and adept at balancing needs with business goals.
  • Skilled in building and managing business alliances.


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