Compliance Officer

2 days ago


Belgaum, Karnataka, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

Regulatory Compliance Officer Role

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  • As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and maintaining accurate records.
  • We require an individual who can disseminate relevant circulars and notifications issued by regulators to respective departments and track actionable items.
  • The successful candidate will have experience in settling client balances and maintaining knowledge of related regulations.
  • In addition, they will prepare documentation for AP registration and cancellation, and stay up-to-date on AP-related compliances.
  • Responsibilities also include providing NEAT/CTCL terminal support and maintaining related MIS systems.
  • The officer will submit regulatory returns to exchanges and handle day-to-day compliance matters.
  • Collaboration with exchanges, clients, and departments is essential for this role.
  • Maintenance of transaction data and preparation of various applications/documentation as per exchange rules are critical aspects of the position.
  • The ideal candidate will develop and maintain MIS systems to support the team's operations.

Requirements:

  • A minimum of 1.5 years' experience in broking or a related field is required.

Preferred Qualifications:

  • A Bachelor's degree in a relevant field is preferred.

About Our Expectations:

We expect our employees to provide exceptional services and value their work environment.



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