Compliance Specialist

22 hours ago


Aurangabad, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

We are seeking a seasoned professional to join our team as a Compliance Expert. As a key member of our organization, you will be responsible for ensuring adherence to regulatory requirements and maintaining the highest standards of governance.

This role is ideal for an individual with a strong background in regulatory compliance, risk management, and legal matters. If you have expertise in RBI and SEBI regulations, and a proven track record of success in implementing effective compliance frameworks, we want to hear from you.

Key Responsibilities:
  • Regulatory Monitoring & Implementation
    • Track and evaluate regulatory updates relevant to our organization.
    • Assess the impact of regulatory changes on policies and business processes.
    • Disseminate updates to senior management and ensure timely implementation.
  • Compliance Advisory & Governance
    • Ensure strict adherence to RBI and SEBI guidelines.
    • Provide compliance advisory to business teams on loan proposals and related matters.
    • Present compliance updates and key issues to the Board and board committees.
  • Reporting & Communication
    • Prepare and submit periodic returns to RBI and other regulators.
    • Act as the single point of contact for regulatory queries and clarifications.
    • Coordinate with group entities to share compliance updates and submit data.
  • Testing & Review
    • Develop and implement the annual compliance testing plan.
    • Report significant compliance lapses to the Audit Committee and senior leadership.
    • Conduct regular compliance reviews and test internal controls across departments.
  • Audit & Inspection Management
    • Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.
    • Ensure audit readiness, effective participation, and timely closure of audit findings.
  • Legal
    • Handle legal matters including contracts, compliance, litigation, and regulatory affairs.


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