
Compliance Specialist
22 hours ago
We are seeking a seasoned professional to join our team as a Compliance Expert. As a key member of our organization, you will be responsible for ensuring adherence to regulatory requirements and maintaining the highest standards of governance.
This role is ideal for an individual with a strong background in regulatory compliance, risk management, and legal matters. If you have expertise in RBI and SEBI regulations, and a proven track record of success in implementing effective compliance frameworks, we want to hear from you.
Key Responsibilities:- Regulatory Monitoring & Implementation
- Track and evaluate regulatory updates relevant to our organization.
- Assess the impact of regulatory changes on policies and business processes.
- Disseminate updates to senior management and ensure timely implementation.
- Compliance Advisory & Governance
- Ensure strict adherence to RBI and SEBI guidelines.
- Provide compliance advisory to business teams on loan proposals and related matters.
- Present compliance updates and key issues to the Board and board committees.
- Reporting & Communication
- Prepare and submit periodic returns to RBI and other regulators.
- Act as the single point of contact for regulatory queries and clarifications.
- Coordinate with group entities to share compliance updates and submit data.
- Testing & Review
- Develop and implement the annual compliance testing plan.
- Report significant compliance lapses to the Audit Committee and senior leadership.
- Conduct regular compliance reviews and test internal controls across departments.
- Audit & Inspection Management
- Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.
- Ensure audit readiness, effective participation, and timely closure of audit findings.
- Legal
- Handle legal matters including contracts, compliance, litigation, and regulatory affairs.
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