
Compliance Risk Manager
5 days ago
Seeking a detail-oriented and proactive Senior Compliance Professional to ensure the firm's trading activities and internal practices comply with regulatory standards and internal policies.
The ideal candidate will have an understanding of financial products and compliance best practices. This role requires someone with excellent analytical skills, attention to detail, and the ability to collaborate across departments to maintain the highest standards of corporate governance and ethics.
This is a key position that plays a critical role in ensuring compliance with regulatory requirements, watchlists, and restricted lists in accordance with both external and internal compliance protocols.
Required Skills and Qualifications- Bachelor's degree in commerce, finance, accounting, business, law, or a related field.
- Minimum of 5+ years of experience in compliance, regulatory affairs, or a related field, preferably within the financial services industry.
- Strong written and verbal communication skills, with the ability to collaborate effectively across departments.
- Proficiency in Microsoft Office Suite and compliance-related software tools.
This role offers opportunities for growth and development, as well as the chance to work with a talented team dedicated to upholding high standards of corporate governance and ethics.
OthersAs a Senior Compliance Professional, you will play a vital role in shaping the firm's compliance landscape and contributing to its long-term success.
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