Compliance Risk Manager

5 days ago


Kolkata, West Bengal, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 13,00,000
Job Description

Seeking a detail-oriented and proactive Senior Compliance Professional to ensure the firm's trading activities and internal practices comply with regulatory standards and internal policies.

The ideal candidate will have an understanding of financial products and compliance best practices. This role requires someone with excellent analytical skills, attention to detail, and the ability to collaborate across departments to maintain the highest standards of corporate governance and ethics.

This is a key position that plays a critical role in ensuring compliance with regulatory requirements, watchlists, and restricted lists in accordance with both external and internal compliance protocols.

Required Skills and Qualifications
  • Bachelor's degree in commerce, finance, accounting, business, law, or a related field.
  • Minimum of 5+ years of experience in compliance, regulatory affairs, or a related field, preferably within the financial services industry.
  • Strong written and verbal communication skills, with the ability to collaborate effectively across departments.
  • Proficiency in Microsoft Office Suite and compliance-related software tools.
Benefits

This role offers opportunities for growth and development, as well as the chance to work with a talented team dedicated to upholding high standards of corporate governance and ethics.

Others

As a Senior Compliance Professional, you will play a vital role in shaping the firm's compliance landscape and contributing to its long-term success.



  • Kolkata, West Bengal, India Wipro Full time

    Key Responsibilities Compliance Guarantee 100 compliance within the region with all relevant regulations promptly reporting any instances of non-compliance to the Regional Head and Head of Governance PMO Manage the Comtrac online tool by Coordinating with IFM partners Location Leads and the Regional Head to ensure timely upload and approval of...


  • Kolkata, West Bengal, India beBeeCompliance Full time ₹ 15,46,304 - ₹ 20,80,445

    Job Summary:We are seeking a seasoned HR Risk and Compliance Manager to lead our risk management activities within the HR function. This is an exciting opportunity for a strategic thinker to design strategies and work plans that ensure compliance and effective delivery of services.Key Responsibilities:Lead risk management activities across the HR function,...


  • Kolkata, West Bengal, India beBeeRiskManager Full time ₹ 1,20,00,000 - ₹ 2,00,00,000

    Job Title:Compliance and Risk Manager is responsible for leading the organization's compliance and risk management efforts.Key Responsibilities:- Ensure Compliance: Ensure compliance with all relevant regulations within the region.- Risk Management: Keep risk registers updated with all relevant risks across locations within the region.- Audit and Governance:...


  • Kolkata, West Bengal, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Title: Risk Management Specialist The primary purpose of this profile is to facilitate the implementation of a robust governance, risk management and compliance program within an organization.This involves reviewing and mitigating risks at activity level, assessing the adequacy of controls to address operational and technology failures, as well as...

  • Governance Risk

    1 week ago


    Kolkata, West Bengal, India beBeeRiskAssessment Full time ₹ 1,00,00,000 - ₹ 1,50,00,000

    We are seeking a skilled Governance Risk & Compliance professional to join our organization.The ideal candidate will have expertise in risk management, ISO 27001 implementation, and policy development.Key Responsibilities:Risk Management: Identify, assess, and mitigate risks related to information security, privacy, and regulatory compliance.ISO 27001...


  • Kolkata, West Bengal, India beBeeCompliance Full time ₹ 1,00,00,000 - ₹ 2,00,00,000

    Compliance ManagerThe role of a Compliance Manager is crucial in ensuring the company conducts its business in full compliance with all relevant national and international laws and regulations.This includes professional standards, accepted business practices, internal policy standards, and IT Security frameworks such as SOC2, ISO27001, and PCI-DSS.Key...


  • Kolkata, West Bengal, India beBeeRiskAssessment Full time ₹ 15,00,000 - ₹ 25,00,000

    Avoiding risks and ensuring regulatory compliance are key components of this Compliance Analyst role.


  • Kolkata, West Bengal, India beBeeRegulatory Full time ₹ 8,00,000 - ₹ 15,00,000

    Compliance Executive Job DescriptionPrudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive- Broking.Location : AhmedabadExperience Required : Min 1.5 Years in BrokingJob Responsibilities :Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and track...

  • Risk Manager

    4 weeks ago


    Kolkata, West Bengal, India TP Full time

    Job Description : Job Title : Incident Task Force (ITF) Manager Job Summary : The Incident Task Force (ITF) is responsible for managing incidents that impact the contact center's operations, processes, and services. As the governing body for all critical incidents, the ITF recommends preventive measures to minimize the risk of future incidents. The...

  • Lead Risk Manager

    1 week ago


    Kolkata, West Bengal, India beBeeOperationalRisk Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job Title: Operational Risk Management DirectorAbout the Role: As an operational risk management director, you will be responsible for leading and managing independent projects across various operational risk management areas. You will develop standardized operating procedures (SOPs), policies, and risk matrices for financial institutions to ensure...