Compliance Leader

Job Title: Market Compliance LeaderLocation: MumbaiJob Description:We are seeking a seasoned Market Compliance Leader to spearhead disciplinary and regulatory processes in the BFSI/capital markets domain. The role involves managing a team, ensuring timely compliance with regulatory requirements, handling disciplinary proceedings against trading members, and...

Job OverviewWe are seeking an experienced leader to manage our screening operations team and provide operational oversight and strategic input.This is a critical role in ensuring the efficient delivery of PEP, sanctions, and adverse media screening across our client base.Key ResponsibilitiesLead and manage the screening operations team to deliver...

Compliance Leadership RoleArtha Group is a leading investment house managing a substantial portfolio across various fund platforms. With a vertically integrated model encompassing venture capital, renewable energy assets, and global fund-of-fund structures, we operate with discipline, foresight, and long-term conviction.In our firm, compliance is not just a...

JOB OVERVIEW: Practical, hands‑on experience of 1014 years in compliance within NBFCs or banks, with a strong focus on retail lending products (housing loans, personal loans, digital lending, LAP). Proven ability to interpret and apply evolving regulatory guidelines.EXPERIENCE:Proven and rich experience of 10+ years in compliance with Banks / NBFCs....

JOB OVERVIEW: Practical, hands‑on experience of 1014 years in compliance within NBFCs or banks, with a strong focus on retail lending products (housing loans, personal loans, digital lending, LAP).Proven ability to interpret and apply evolving regulatory guidelines.EXPERIENCE: Proven and rich experience of 10+ years in compliance with Banks /...

This is an exciting opportunity to lead our Fund Management team as a Senior Manager/Chief Compliance Officer. We are looking for an experienced professional with expertise in compliance management, particularly in the AIF/PMS/Fixed Income sector.As part of our dynamic team, you will be responsible for coordinating with clients on SEBI AIF/PMS compliances,...

EXPERIENCE: Proven and rich experience of 15+ years in compliance with Banks / NBFCs. Practical knowledge of relevant regulatory requirements and guidelines related to retail lending. Strong analytical skills with the ability to interpret regulations. Team Leader. Excellent communication and interpersonal skills. KEY RESPONSIBILITIES: Serve as the primary...

Job Title: Team Leader – Tax ComplianceWe seek a meticulous and proactive professional to oversee tax regulation adherence.Main Responsibilities:E nsure timely compliance with direct tax regulations, including corporate tax and withholding tax,Maintain accurate records of tax transactions and provide data-driven insights for business decisions,Collaborate...

**Compliance Leader Position Overview**This role oversees compliance activities for Trustee operations, ensuring alignment with regulatory requirements.Key responsibilities include:Monitoring regulatory changes and assessing their impact on business operations.Drafting, reviewing, and updating compliance policies, procedures, and manuals.Conducting risk...

Senior GCP/PV Auditor Job DescriptionThis is a senior-level position responsible for leading and conducting global quality regulatory compliance audits and assessments of GCP/GPvP.The ideal candidate will have extensive knowledge of applicable GCP, PV, and GxP regulations, guidelines, policies, and procedures. They will also have excellent leadership and...