Regulatory Reporting Lead
3 weeks ago
The ideal candidate will have extensive experience in regulatory reporting, with a proven track record of leading teams to achieve compliance with regulatory requirements. The role involves managing performance, overseeing core regulatory BAU deliveries, and establishing strong governance across multiple regulatory jurisdictions.
Key Responsibilities
• Manage the performance of diverse teams, develop strong supervision, and promote staff learning and performance
• Oversee core regulatory BAU deliveries and establish strong oversight & governance across multiple regulatory jurisdictions
• Drive and lead a team culture of high performance, ownership, integrity, and passion to deliver against the Bank's strategic targets
• Understand and define the Transaction Reporting and new rules and regulations impact operations
• Provide oversight to Regulatory Operations controls topics to ensure processes are in line with internal and external policies and regulatory requirements
• Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct, and compliance and audit matters
• Provide strong governance around monthly processes, including preparation of scorecards, MIS, and Management Reporting to senior stakeholders
• Understand the scope of a project/new initiatives and help build out project plans/mechanism for tracking
• Build strong relations with key stakeholders and manage timely escalations, ensuring resolutions ahead of time
• Help lead India with day-to-day governance of RCP operations on the ground in India
Requirements
• VP level experience in Investment Banking (Operations)
• Ability to work in virtual teams and matrixed organizations, often across multiple business cultures and organizational disciplines
• Understanding of Transaction reporting, Post Trade reporting, and regulatory reporting framework
• Liaise with internal and external teams to propose developments to the current architecture to ensure greater compliance with Regulatory requirements and drive improved STP processing of our reporting across all asset classes
• Ability to share information, transfer knowledge, and expertise to wider team members and management
• Proven experience running stakeholder meetings and management of critical issues, with the ability to influence and manage a senior stakeholder audience
• Sound verbal and written communication skills, with proven experience of reporting complex concepts to senior management
• Excellent presentation skills (PowerPoint, Excel in particular) & attention to detail focus
• Ability to work independently, deliver in demanding environments to meet set deadlines while maintaining quality
• Ability to effectively maintain, coordinate, prioritize multiple tasks and projects
• Team player, highly motivated, practical problem solver
• Inquisitive, analytical, and probing approach to problem solving & reviewing MIS
• Demonstrable adherence to the Bank's Values and Beliefs
• Master's Degree level education – preferred (Not Mandatory)
What We Offer
• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs
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