Regulatory Reporting Assurance Specialist

3 weeks ago

Bengaluru, Karnataka, India State Street Full time

The Regulatory Reporting Assurance team at State Street is seeking a highly skilled Regulatory Reporting Assurance Specialist to join their team. In this role, you will be responsible for ensuring the accuracy and completeness of financial reports and regulatory filings.



Key Responsibilities:


  • Execute a framework to test the internal systems supporting compliance with regulatory requirements and expectations
  • Review and provide feedback on deliverables
  • Perform risk assessments to identify areas requiring detailed testing
  • Lead and participate in reviews, including assessing the internal control environment, developing testing strategies and reviewing control and sample data testing
  • Lead and participate in discussions with process and control owners to assess inherent risks, identify controls and control gaps, by conducting walkthroughs
  • Challenge, assess, detail test the design and operating effectiveness of controls
  • Identify, document and maintain evidence supporting process and controls objectives. Lead the identification and risk assessment of issues and work with management to track issues to resolution
  • Draft recommendations and liaise with the business units to remediate risks, findings and gaps identified during the validation process
  • Provide updates to management as needed
  • Engage key business partners to facilitate completion of assigned deliverables and explain results
  • Cultivate relationships across the Finance organization and Corporation with key constituency groups, such as Regulatory Reporting, Product Controllers, Operations, Treasury, Technology and Risk
  • Develop subject matter expertise in regulatory requirements, best practices and expectations
  • Identify and drive transformation efforts to further enhance the functionality of RRA as a first line of defense team
  • Provide day to day coaching and guidance to teammates


Requirements:

To be successful in this role, you will need to have a Bachelor's Degree in Accounting, Chartered Accountant (CA) and/or Certified Public Accountant (CPA) with 3-7 years of progressive auditing experience; preferably financial services and/or Big 4. Additionally, you should have a deep understanding and appreciation of the internal control environment, knowledge of banking products and services, especially loans, deposits, securities and derivatives, and auditing skills and experience in the review and interpretation of regulatory requirements.



As a Regulatory Reporting Assurance Specialist, you will be required to have exceptional analytical and critical thinking abilities; able to develop and convey a point of view, strong oral and written communication skills; ability to effectively challenge and influence, demonstrated leadership capabilities with solid interpersonal skills and the ability to work collaboratively across all organizational tiers. A strong customer service mindset is a must.



You should be proactive and a goal-oriented strategic thinker with ability to identify creative solutions, demonstrated ability to manage workloads and prioritize deliverables; ability to be flexible, strong attention to detail and accuracy, ability to multi-task and take on a challenging workload and assignments, ability to be proactive with minimal direction, ability to work independently and meet deadlines, ability to thrive in a team environment, working collaboratively with others, inquisitive and curious about business and functions, strong desire to learn, high energy and positive attitude, professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude.



The ideal candidate will have a strong understanding of financial services regulations and the ability to communicate complex concepts in a clear and concise manner. They will also have a proven track record of delivering high-quality results in a fast-paced environment and the ability to build strong relationships with stakeholders.



We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced Regulatory Reporting Assurance Specialist looking for a new challenge, please apply today.



Language:

The preferred language for this role is English.

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