Regulatory Assurance Specialist
4 weeks ago
About the Role
The Regulatory Adherence Associate will be responsible for the governance of Regulatory Assurance and Reporting across CB, IB and CRU, including supporting the delivery of risk and control initiatives and participating in risk and control activities.
Key Responsibilities
- Work closely with Operations across multiple products and locations to ensure the Regulatory Reporting inventory is maintained with visibility of Regulatory submissions provided to senior management.
- Support the annual Regulatory Reporting attestation and the Regulatory Reporting data framework to strengthen the quality of data submitted to our Regulators.
- Assess new Regulations aligned to CB Ops & Branches, communicate the changes to Operations and coordinate the completion of impact assessments.
- Track the completion of events through the Regulatory lifecycle to compliance date.
About You
We are looking for a candidate with regulatory experience, who can navigate Microsoft applications including SharePoint and Tableau.
What We Offer
- Training and development to help you excel in your career.
- Coaching and support from experts in your team.
- A culture of continuous learning to aid progression.
- A range of flexible benefits that you can tailor to suit your needs.
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