Regulatory Reporting Lead, VP
2 days ago
Key Responsibilities:
The Regulatory Reporting Lead, VP will be responsible for leading several key functions that support and control the business in complying with various regulatory requirements within Loans reporting (specifically SFTR, MMSR, BoE jurisdictions). The role requires process and people management, controls, and continuous improvement for regulatory transaction reporting.
This position sits on the global Reg Reporting management team and is expected to collaborate with other Regional leads, IT partners, and the Business. The role is also part of the leadership team in Bangalore that supports Regulatory reporting across all asset classes.
Responsibilities:
- Day-to-day exception management
- MIS compilation
- Issue tracking and escalation
- Change management
- Managing performance of diverse teams, including development of strong supervision and developing staff learning and performance
- Management of core regulatory BAU deliveries and establishing strong oversight & governance across multiple regulatory jurisdictions.
- Drive and lead a team culture of high performance, ownership, integrity and passion to deliver against the Bank's strategic targets
- Understanding and defining the Transaction Reporting and new rules and regulations impact operations
- Provide oversight to Regulatory Operations controls topics to ensure that processes are in line with all internal and external policies and regulatory requirements utilizing cross process knowledge of other functional and product areas
- Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct and compliance and audit matters.
Requirements:
- VP level experience in Investment Banking (Operations)
- Ability to work in virtual teams and matrixed organizations, often across multiple business cultures and organizational disciplines
- Understanding of Transaction reporting, Post Trade reporting and regulatory reporting framework
- Ability to share information, transfer knowledge and expertise to wider team members and management
- Proven experience running stakeholder meetings, and management of critical issues and ability to influence and manage a senior stakeholder audience
- Sound verbal and written communication skills with proven experience of reporting complex concepts to senior management
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