
Strategic Surveillance Leader
1 day ago
Seeking a strategic leader to oversee surveillance operations, ensuring effective detection and prevention of market abuse while safeguarding regulatory compliance.
Key responsibilities include:
- Supervising investigations into alerts and breaches, escalating to relevant stakeholders as needed.
- Developing and implementing surveillance systems, frameworks, and SOPs to enhance detection capabilities.
- Leading, mentoring, and developing the surveillance team, focusing on continuous skill enhancement.
- Benchmarking against global best practices, introducing process improvements and automation to optimize efficiency.
- Establishing and updating surveillance policies, escalation protocols, and investigation frameworks to ensure regulatory adherence.
- Knowledge of equity and equity derivatives markets.
- Proficiency in analysis and report creation tools, including programming languages.
As a strategic leader in our organization's surveillance function, you will have the opportunity to drive innovation, collaboration, and risk management across various teams.
Others:The ideal candidate will possess an MBA (in finance), CA, or CS degree, along with minimum 5-10 years of relevant experience.
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