Senior Compliance Professional

2 weeks ago


Morādābād, Uttar Pradesh, India beBeeCompliance Full time ₹ 60,00,000 - ₹ 1,20,00,000
Compliance Leadership Role

The role of Compliance Manager is pivotal in ensuring organizational compliance with all relevant laws, regulations, and industry standards.

Key Responsibilities:

  1. Develop a comprehensive understanding of the Peak margin, Quarterly settlement, MTF, CUSPA process to effectively address queries/alerts from the Exchange.
  2. Lead audits mandated by NSE and BSE, ensuring seamless execution.
  3. Implement the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and conduct timely follow-up with stakeholders to ensure compliance adherence.
  4. Prepare and disseminate a Compliance calendar to stakeholders, ensuring timely submissions.
  5. Coordinate on-site and off-site inspections of SEBI/stock exchanges, fostering a culture of transparency.
  6. Oversee new product launches and assist the team in building new products and processes, driving business growth.
  7. Maintain a Monthly Governance Dashboard, facilitating strategic discussions with Management.
  8. Liaise with the Exchange and internal teams, promoting cross-functional collaboration.
  9. Ensure additional compliances like Segment Activation, Software approvals are executed efficiently.


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