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Regulatory Reporting Lead

1 month ago

Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

About the Role

The Regulatory Reporting Lead will be responsible for leading several key functions that support and control the business in complying with various regulatory requirements within Loans reporting. This includes SFTR, MMSR, and BoE jurisdictions. The lead will oversee process and people management, controls, and continuous improvement for regulatory transaction reporting. This role sits on the global Reg Reporting management team and requires collaboration with other Regional leads, IT partners, and the Business. The successful candidate will also be part of the leadership team in Bangalore that supports Regulatory reporting across all asset classes.

Key Responsibilities

  • Manage performance of diverse teams, including development of strong supervision and staff learning and performance
  • Manage core regulatory BAU deliveries and establish strong oversight & governance across multiple regulatory jurisdictions
  • Drive and lead a team culture of high performance, ownership, integrity, and passion to deliver against the Bank's strategic targets
  • Understand and define the Transaction Reporting and new rules and regulations impact operations
  • Provide oversight to Regulatory Operations controls topics to ensure that processes are in line with all internal and external policies and regulatory requirements
  • Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct, and compliance and audit matters
  • Provide strong governance around monthly processes, including preparation of scorecards, MIS, and Management Reporting to senior stakeholders
  • Understand the scope of a project/new initiatives and help build out project plans/mechanism for tracking
  • Build strong relations with key stakeholders and manage timely escalations and ensure resolutions ahead of time
  • Help lead with day-to-day governance of RCP operations on the ground in India
  • Work closely with technology development teams to design system solutions to improve/automate transaction reporting
  • Maintain reporting integrity and compliance with regulations by highlighting gaps or errors in systems or trade logic and actively look to improve/develop them further
  • Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct, and compliance and audit matters
  • Provide regional support in the regulatory framework by addressing exceptions within reporting inventory tool, follow-ups for periodic signs of various forms within the inventory tool, annual attestation, etc.
  • Coordinate monthly issue management meetings and compile a monthly issue management PowerPoint presentation to escalate high and moderate severity issues
  • Analyze identified issues for their impact on capital and other upstream and downstream processes or systems, as well as communicating and escalating observations

Requirements

  • VP level experience in Investment Banking (Operations)
  • Ability to work in virtual teams and matrixed organizations, often across multiple business cultures and organizational disciplines
  • Understanding of Transaction reporting, Post Trade reporting, and regulatory reporting framework
  • Liaising with internal and external teams to propose developments to the current architecture to ensure greater compliance with Regulatory requirements and drive improved STP processing of reporting across all asset classes
  • Ability to share information, transfer knowledge, and expertise to wider team members and management
  • Proven experience running stakeholder meetings and management of critical issues and ability to influence and manage a senior stakeholder audience
  • Sound verbal and written communication skills with proven experience of reporting complex concepts to senior management
  • Excellent presentation skills (PowerPoint, Excel in particular) & attention to detail focus
  • Ability to work independently & deliver in demanding environments to meet set deadlines, while maintaining quality
  • Ability to effectively maintain, coordinate, prioritize multiple tasks and projects
  • Team player, highly motivated, practical problem solver
  • Inquisitive, analytical, and probing approach to problem-solving & reviewing MIS
  • Demonstrable adherence to the Bank's Values and Beliefs
  • Master's Degree level education – preferred (Not Mandatory)