Senior IT Risk Management Auditor

3 weeks ago


Gurgaon, Haryana, India Ameriprise Financial Full time

Job Summary


As a Senior IT Risk Management Auditor at Ameriprise India LLP, you will be responsible for planning and executing portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. You will present objectives and results to various levels of management, executing on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.


Key Responsibilities:



  • Execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities
  • Present objectives and results to various levels of management
  • Identify control deficiencies, assess exposure and significance, and propose cost-effective recommendations
  • Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed
  • Coordinate with appropriate control groups in planning, and executing assigned work. Complete work within established time lines
  • Proactively communicate/escalate challenges and roadblocks that impact ability to meet established time lines
  • Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas

Required Qualifications:



  • 3-5 years of relevant experience
  • Strong communication skills
  • Availability to travel
  • Develop and practice basic audit skills and business knowledge
  • CIA, CPA, CISA

Ameriprise India LLP has been providing client-based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm's focus areas include Asset Management and Advice, Retirement Planning, and Insurance Protection.


Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status, or any other basis prohibited by law.


Full-Time/Part-Time


Full time


Timings


(2:00p-10:30p)


India Business Unit


AWMPO AWMP&S President's Office


Job Family Group


Finance


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