Senior Regulatory Compliance Specialist

1 week ago


Erode, Tamil Nadu, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000
Compliance Manager Job Description

 

In this pivotal role, you will be responsible for ensuring the company's compliance with various regulatory requirements. Your expertise in peak margin, quarterly settlement, and CUSPA process management will enable you to address queries/alerts from the exchange efficiently.

Additionally, you will handle audits mandated by NSE and BSE, implement the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA, and follow up with stakeholders to ensure timely compliance.

You will also prepare and disseminate Compliance calendars to stakeholders and submit them on time. Furthermore, you will oversee on-site and off-site inspections of SEBI/stock exchanges, provide an overview of new product launches, and assist in building new products and processes.

Your responsibilities will include maintaining a monthly governance dashboard and discussing it with Management, as well as liaising with the Exchange and internal teams. You will also perform additional compliances like segment activation and software approvals.

The ideal candidate will have excellent analytical and problem-solving skills, be able to work independently, and have strong communication skills. They should also be proactive, flexible, and detail-oriented.

A successful Compliance Manager will have experience in managing regulatory compliance, conducting audits, and implementing policies. They will also have knowledge of market regulations, data analysis, and risk management.

We are looking for a highly motivated individual who can contribute to our team's success. If you are passionate about compliance and have a keen eye for detail, we encourage you to apply.



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