
Global Regulatory Compliance Professional
2 days ago
Our organization is seeking a highly skilled Regulatory Oversight Specialist to join our team. This role will involve managing and coordinating regulatory examinations, overseeing regulatory issues, producing reporting and metrics for committees, governance groups, and senior management, supporting training and providing guidance on regulatory issues, leading technology initiatives related to regulatory oversight processes, and maintaining trackers, updating procedures, and supporting continuous improvement in oversight standards.
Key Responsibilities:
- Manage and coordinate regulatory examinations, including logging information requests, preparing decks, reviewing responses, and ensuring timely completion.
- Oversee and manage regulatory issues and action plans in internal tracking systems, ensuring accurate and up-to-date records.
- Produce high-quality reporting and metrics for committees, governance groups, and senior management, providing actionable insights and recommendations.
- Support training programs and provide guidance on regulatory issues and action management systems, ensuring consistency and compliance.
- Lead technology initiatives related to regulatory oversight processes, implementing innovative solutions and best practices.
- Maintain trackers, update procedures, and support continuous improvement in oversight standards, ensuring the highest level of quality and integrity.
Requirements:
- Bachelor's degree with 7+ years of relevant experience in financial services or management consulting.
- Strong understanding of regulatory, compliance, or audit processes, with excellent analytical and problem-solving skills.
- Proficiency in Excel, PowerPoint, Visio, SharePoint, and Word, with experience in data analysis and presentation.
- Excellent communication and interpersonal skills, with ability to work across global teams and build strong relationships.
- Strong planning, organization, and analytical skills, with keen attention to detail and ability to prioritize tasks effectively.
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