Regulatory Compliance Professional

Strategic Oversight ManagerOur organization is seeking a highly skilled and experienced Strategic Oversight Manager to join our team. This role requires a strong understanding of regulatory compliance and market integrity.Key Responsibilities:Supervise investigations of alerts, suspicious trades, and breaches to ensure timely escalation to relevant...

Compliance OfficerWe are seeking a highly skilled and experienced professional to assume the role of Compliance Officer. The ideal candidate will be responsible for ensuring the organization's adherence to all applicable statutory, regulatory, and internal governance requirements.Key Responsibilities:Compliance Audit and Reporting: Conduct thorough reviews...

Job Title:Compliance Officer RoleThe Compliance Operations Specialist plays a key role in ensuring adherence to regulatory guidelines, managing inspections, investor complaints, surveillance alerts, and compliance reporting. This position requires close coordination with multiple departments to maintain high standards of governance, investor protection, and...

Job Overview:We are seeking an experienced Regulatory Affairs expert with expertise in pharmaceutical and medical device regulatory compliance. The role involves preparing, reviewing, and submitting regulatory documentation to global health authorities, ensuring adherence to applicable regulations (FDA, EMA, ISO 13485, ICH guidelines). The ideal candidate...

Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/Fixed IncomeOverview of the Position:This is an opportunity to lead our fund management firm's compliance department as a senior manager/chief manager-compliance. You will be responsible for coordinating with clients, resolving regulatory queries, and ensuring compliance with...

Job Opportunity: Regulatory Compliance ExpertiseOverviewWe are seeking a skilled Regulatory Specialist to join our team. The ideal candidate will have strong expertise in the power sector and be able to analyze complex data to inform decision-making.The successful candidate will be a strategic thinker with excellent communication and interpersonal skills,...

Compliance officers play a crucial role in ensuring regulatory compliance within organizations.Key responsibilities include:Uploading regulatory submissions on time to relevant portals.Maintaining regulatory registers and submitting them to the appropriate authorities.Communicating with regulators through various channels.Updating salesperson and service...

Job Title: Compliance AnalystWe are seeking a detail-oriented and proactive professional to ensure compliance with regulatory frameworks, conduct risk assessments, and assist in audits.About the Role:Key Responsibilities:Monitor, interpret, and implement relevant RBI, SEBI, FEMA, and other regulatory guidelines.Ensure timely filings and reporting to...

Job Title:Role SummaryResponsibilities:Collaborate with cross-functional teams to develop and implement a comprehensive regulatory monitoring strategy.Design, build, and optimize AI-enabled pipelines to ingest and process structured and unstructured regulatory publications.Utilize machine learning and NLP techniques to automate the classification of...

Job DescriptionWe seek forward-thinking professionals to spearhead complex client engagements across regulatory supervision, policy formulation, and risk management.The ideal candidate will bring exceptional expertise from supervisory, enforcement, and commercial banking environments, acting as a strategic advisor to clients on SEBI/RBI compliance, risk...