Senior Regulatory Compliance Professional

Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/Fixed IncomeOverview of the Position:This is an opportunity to lead our fund management firm's compliance department as a senior manager/chief manager-compliance. You will be responsible for coordinating with clients, resolving regulatory queries, and ensuring compliance with...

Job Title:Compliance Officer RoleThe Compliance Operations Specialist plays a key role in ensuring adherence to regulatory guidelines, managing inspections, investor complaints, surveillance alerts, and compliance reporting. This position requires close coordination with multiple departments to maintain high standards of governance, investor protection, and...

Regulatory Affairs SpecialistWe are seeking a detail-oriented Regulatory Affairs specialist to support end-to-end submissions for global markets.The ideal candidate will have experience in managing initial submissions, variations, and full lifecycle management deliverables for global markets.The successful candidate will be responsible for preparing...

Regulatory Oversight Specialist RoleWe are seeking an experienced professional to fill the position of Regulatory Oversight Specialist. This role will involve managing and coordinating regulatory examinations, overseeing and managing regulatory issues and action plans, producing reporting and metrics for committees and senior management, supporting training...

Job DescriptionWe seek forward-thinking professionals to spearhead complex client engagements across regulatory supervision, policy formulation, and risk management.The ideal candidate will bring exceptional expertise from supervisory, enforcement, and commercial banking environments, acting as a strategic advisor to clients on SEBI/RBI compliance, risk...

Key Responsibilities:We are looking for someone to disseminate relevant regulatory announcements and track their implementation. This involves maintaining a monitoring system for actionable items and ensuring adherence to these announcements.The ideal candidate will have brief knowledge of client settlements, specifically handling fund and security...

Job Title: Compliance ManagerThis role will be responsible for ensuring the company's compliance with all regulatory requirements.Key Responsibilities:Understanding of Peak margin, Quarterly settlement, MTF, CUSIP process to address queries/alerts from the Exchange.Handling of Audits mandated by NSE and BSEImplementing latest circulars issued by...

Compliance OfficerWe are seeking a highly skilled and experienced professional to assume the role of Compliance Officer. The ideal candidate will be responsible for ensuring the organization's adherence to all applicable statutory, regulatory, and internal governance requirements.Key Responsibilities:Compliance Audit and Reporting: Conduct thorough reviews...

Job TitleMandatory qualified Company Secretary (CS) with a Chartered Accountant (CA) qualification being a strong advantage is required.We are seeking an experienced and highly skilled professional to oversee all compliance functions, focusing on corporate governance, risk management, and statutory filings. This role requires exceptional leadership,...

Job Title: Compliance AnalystWe are seeking a detail-oriented and proactive professional to ensure compliance with regulatory frameworks, conduct risk assessments, and assist in audits.About the Role:Key Responsibilities:Monitor, interpret, and implement relevant RBI, SEBI, FEMA, and other regulatory guidelines.Ensure timely filings and reporting to...