Regulatory Compliance Specialist

14 hours ago


Jaipur, Rajasthan, India beBeeRegulatory Full time ₹ 15,00,000 - ₹ 25,00,000

Job Title: Regulatory Compliance Specialist

Key Responsibilities:
  • Ensure adherence to regulatory requirements by disseminating relevant circulars and notifications issued by regulators on a daily basis.
  • Track actionable items related to the implementation or adherence of these circulars, maintaining MIS records as necessary.
  • Settle client balances (funds/Securities) with a basic understanding of associated knowledge.
  • Prepare documentation for AP registration/cancellation, demonstrating familiarity with AP-related compliances.
  • Manage NEAT/CTCL terminals, maintaining accurate MIS records.
  • Submit weekly/monthly/quarterly/half-yearly and annual regulatory returns to exchanges, handling day-to-day compliance tasks.
  • Collaborate with exchanges, clients, and departments to address any compliance-related issues.
  • Record client transaction data.
  • Develop various applications/documentation according to exchange rules and regulations.

Requirements:

  • Minimum 1.5 years of experience in broking.

Preferred Skills:

  • Strong understanding of regulatory compliance principles.
  • Excellent communication and organizational skills.

Benefits:

  • Opportunity to work in a dynamic, industry-leading organization.

How to Apply:

  • Interested candidates can share their updated resumes via email.


  • Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 15,00,000

    Job SummaryWe are seeking a skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for ensuring that all products meet the required regulatory standards.


  • Jaipur, Rajasthan, India beBeeRegulatory Full time ₹ 80,00,000 - ₹ 1,20,00,000

    Job Title: Regulatory Compliance SpecialistWe are seeking an experienced Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring all regulatory submissions are made on time and in the correct format.About the Role:The role involves ensuring that all regulatory submissions, including new business...


  • Jaipur, Rajasthan, India beBeeRegulatory Full time ₹ 15,93,600 - ₹ 21,45,900

    Job Title: Regulatory Compliance Specialist\As a key member of our organization, you will be responsible for ensuring regulatory compliance across pharmaceuticals and medical devices. You will prepare, review, and submit regulatory filings, interact with regulatory authorities, and develop regulatory strategies to support product development and lifecycle...


  • Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 25,00,000

    Regulatory Compliance SpecialistThe role involves ensuring adherence to regulatory requirements and implementing processes that guarantee compliance with relevant laws.Key responsibilities include:Managing queries/alerts related to margin, settlement, and product processes from the Exchange.Overseeing audits mandated by NSE and BSE, including implementing...


  • Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 28,00,000

    Regulatory Compliance SpecialistThis role involves collaborating with regulatory bodies, ensuring seamless communication between departments, and maintaining a thorough understanding of local authorities and government agencies.Key Responsibilities:Ensure compliance with local, state, and federal regulations and industry standards.Monitor and track...


  • Jaipur, Rajasthan, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Regulatory Operations RoleWe are seeking a Regulatory Filtering Analyst to join our team. This role is responsible for defining and implementing procedures that provide regulatory operations services for various divisions of the bank.Job DescriptionThis position plays a critical role in supporting the bank's efforts to ensure regulatory compliance. The...


  • Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

    **Job Title:** Regulatory Reporting Specialist**Overview: The role is part of a team responsible for ensuring compliance with regulatory requirements across all asset classes. This includes exception management, MIS compilation, and user acceptance testing.**Key Responsibilities:Perform daily exception management functions across reporting for all asset...

  • IT Compliance Advisor

    8 hours ago


    Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Compliance Specialist PositionThis role focuses on ensuring regulatory standards are met.Key qualifications include hands-on experience in compliance and validation, with expertise in GxP, GDPR, FDA, 21 CFR Part 11, and GAMP 5.Main Responsibilities:Conducting system validations aligned with industry regulations.Reviewing validation artifacts for completeness...


  • Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    We are seeking a skilled professional to fill an urgent open position for a DM role under enforcement (regulatory).Qualification requirements include CISA Certification (completed or pursuing) along with CA or MBA finance graduate or BE/B.Tech, preferably CISA+CA.The ideal candidate should have 0 to 2 years of experience in the field.The required skills and...


  • Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 60,00,000 - ₹ 1,20,00,000

    Regulatory Compliance ProfessionalJob OverviewWe are seeking a seasoned Regulatory Compliance Professional to guarantee adherence to regulatory and statutory requirements, conduct Anti-Money Laundering (AML) transaction monitoring, and provide support in compliance reviews.Evaluate the timeliness of submissions to regulatory bodiesConduct AML transaction...