Senior Compliance Officer

Job Title: Senior Compliance OfficerThe role of Senior Compliance Officer is a crucial position in our organization, responsible for ensuring adherence to all regulatory requirements and overseeing the activities of our Corporate Agent/Insurance Broker.Key Responsibilities:Supervise and monitor the activities of the Corporate Agent to guarantee strict...

Job Title: Compliance OfficerWe are seeking a skilled professional for the role of Compliance Officer, who holds a CISA certification and has completed or is pursuing a CA or MBA finance graduate degree.Analysis of system and cyber audit reports submitted by financial institutions.Review of Management Information Systems (MIS) for delay submissions,...

Senior Audit Manager Job SummaryThe Senior Audit Manager plays a vital role in overseeing the internal audit strategy, ensuring compliance with regulatory requirements and enhancing internal controls.Key Responsibilities:Develop and implement an annual audit plan aligned with business objectives and risk priorities.Lead audits across financial, operational,...

Compliance Officer - SurveillanceAbout Us:MUFG is a premier bank with a global network spanning more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. The parent company, Mitsubishi UFJ Financial Group, Inc., is one of the...

Job Title: Senior Executive - MembershipAbout the Role:This is a senior-level position responsible for ensuring membership compliance for the Exchange and supporting the team in achieving a no-error work environment.Key Responsibilities:To manage new membership applications, ongoing membership compliance, and membership termination effectively.To scrutinize...

Senior Leadership PositionWe are seeking an experienced and skilled senior officer to lead our Corporate Agent/Insurance Broker operations.The successful candidate will be responsible for overseeing the activities of our Corporate Agent, ensuring strict compliance with regulatory requirements and industry standards.Supervise and monitor the activities of the...

Job Title: Senior Compliance SpecialistSenior Compliance SpecialistThe RoleThe successful candidate will be responsible for conducting audits, training sessions, and assessing compliance with relevant ISO standards.Audit Planning and Execution: Prepare audit plans, conduct on-site and remote audits, and write comprehensive audit reports.Training Delivery:...

Job Summary:">We are seeking a skilled Senior Financial Compliance Specialist to join our team. The ideal candidate will have experience in financial planning, analysis, and compliance with tax laws and regulations.">Key Responsibilities:">Tax Planning and Compliance:The Senior Financial Compliance Specialist will be responsible for developing and...

Job OverviewThe Principal Officer is a key role in ensuring the smooth operation of our organization. We are seeking an experienced professional to oversee and ensure compliance in all activities.Key Responsibilities:Supervise and monitor the activities of the Corporate Agent, ensuring that all specified persons are trained, skilled, and knowledgeable in...

Job Title: Company Secretary and Compliance OfficerOverview:We are seeking an experienced professional to fill the role of Company Secretary/Compliance Officer for one of our clients. This position will be based in Tiruppur, with the possibility of relocation to Coimbatore after six months.Key Responsibilities:* Provide secretarial services to the company,...