Compliance Officer

17 hours ago

Coimbatore, Tamil Nadu, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 20,00,000
Job Title: Compliance Officer

We are seeking a skilled professional for the role of Compliance Officer, who holds a CISA certification and has completed or is pursuing a CA or MBA finance graduate degree.

  • Analysis of system and cyber audit reports submitted by financial institutions.
  • Review of Management Information Systems (MIS) for delay submissions, non-compliance, and non-submissions.
  • Addressing Audited Trailer Reports (ATR) and Follow-On non-submissions, delays, and non-compliance issues.

The ideal candidate will have experience in auditing and financial analysis, with a strong understanding of regulatory requirements and compliance standards.

The selected candidate will be responsible for communicating with stakeholders regarding timely submissions and non-compliance matters, conducting quality checks to ensure accuracy of System and Cyber Audit reports, maintaining MIS for tracking System and Cyber Audit reports, approving system and cyber audit reports submitted by internal teams on the portal, reviewing evidence for non-compliances shared by financial institutions/auditors at level 1, resolving queries related to System and Cyber Audit reports, assisting in drafting Business Requirement Specifications (BRS) for system enhancement and development, participating in User Acceptance Testing (UAT)/final testing of system enhancement/business requirements, drafting circulars based on relevant regulatory circulars at level 1, conducting Root Cause Analysis (RCA) at level 1, verifying and authenticating auditor certificates, managing conflict of interest in audit reports submitted by financial institutions, coordinating with third-party entities for resubmission, and submitting Algorithmic Market Making (Algo) MIS reports.

  • Compliance Officer

    4 weeks ago

    Coimbatore, Tamil Nadu, India Times Internet Full time

    About Times InternetAt Times Internet, we create premium digital products that simplify and enhance the lives of millions. As India's largest digital products company, we have a significant presence across a wide range of categories, including News, Sports, Fintech, and Enterprise solutions.Our portfolio features market-leading and iconic brands such as TOI,...

  • Chief Compliance Officer

    5 days ago

    Coimbatore, Tamil Nadu, India beBeeCompliance Full time ₹ 67,20,000 - ₹ 1,01,20,000

    Job OverviewThe Principal Officer is a key role in ensuring the smooth operation of our organization. We are seeking an experienced professional to oversee and ensure compliance in all activities.Key Responsibilities:Supervise and monitor the activities of the Corporate Agent, ensuring that all specified persons are trained, skilled, and knowledgeable in...

  • Chief Governance and Compliance Officer

    7 days ago

    Coimbatore, Tamil Nadu, India beBeeCompliance Full time ₹ 6,00,000 - ₹ 8,00,000

    Job Title: Company Secretary and Compliance OfficerOverview:We are seeking an experienced professional to fill the role of Company Secretary/Compliance Officer for one of our clients. This position will be based in Tiruppur, with the possibility of relocation to Coimbatore after six months.Key Responsibilities:* Provide secretarial services to the company,...

  • Surveillance Compliance Officer

    23 hours ago

    Coimbatore, Tamil Nadu, India beBeeSurveillance Full time ₹ 60,00,000 - ₹ 1,50,00,000

    Compliance Officer - SurveillanceAbout Us:MUFG is a premier bank with a global network spanning more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. The parent company, Mitsubishi UFJ Financial Group, Inc., is one of the...

  • Company Secretary and Compliance Officer

    1 week ago

    Coimbatore, Tamil Nadu, India ARKVR CAPITAL Full time

    We are looking for a Company Secretary/Compliance Officer for one of our clients based at Tiruppur. The Company is a Public Limited Company and the company is in the process of coming out with IPO shortlyCandidate must be ACS with minimum 2 Years of relevant Experience. The Position will initially be posted in Tiruppur for 6 months and then move to the...

  • Company Secretary and Compliance Officer

    2 days ago

    Coimbatore, Tamil Nadu, India ARKVR CAPITAL Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    We are looking for a Company Secretary/Compliance Officer for one of our clients based at Tiruppur. The Company is a Public Limited Company and the company is in the process of coming out with IPO shortlyCandidate must be ACS with minimum 2 Years of relevant Experience. The Position will initially be posted in Tiruppur for 6 months and then move to the...

  • Company Secretary and Compliance Officer

    5 days ago

    Coimbatore, Tamil Nadu, India ARKVR CAPITAL Full time

    We are looking for a Company Secretary/Compliance Officer for one of our clients based at Tiruppur. The Company is a Public Limited Company and the company is in the process of coming out with IPO shortly Candidate must be ACS with minimum 2 Years of relevant Experience. The Position will initially be posted in Tiruppur for 6 months and then move to the...

  • Corporate Governance and Compliance Officer

    16 hours ago

    Coimbatore, Tamil Nadu, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 30,00,000

    Job Title:Corporate Governance and Compliance OfficerJob OverviewThis is a full-time role that requires the candidate to ensure compliance with legal and regulatory requirements.The ideal candidate will have experience in corporate governance, compliance, and risk management, with a strong background in maintaining records and handling documentation....

  • Chief Compliance Officer

    5 days ago

    Coimbatore, Tamil Nadu, India beBeecompliance Full time ₹ 18,00,000 - ₹ 2,01,00,000

    **Compliance Officer - AIF/PMS/ Fixed Income**We are seeking a seasoned Compliance Officer to lead our Alternative Investment Fund (AIF), Portfolio Management Services (PMS) and fixed income operations. The ideal candidate will have extensive experience in compliance management, regulatory affairs and risk assessment.

  • Chief Security Compliance Officer

    17 hours ago

    Coimbatore, Tamil Nadu, India beBeeSecurity Full time ₹ 2,00,00,000 - ₹ 2,50,00,000

    About the RoleWe are seeking a Chief Security Compliance Officer to oversee duties related to compliance certifications, continuous monitoring of controls and operational security administration, analysis of security-related incidents, vulnerabilities, and events that may affect our organization and its clients.Key ResponsibilitiesProvide guidance on...