
Senior Regulatory Specialist
7 days ago
We are seeking a professional with expertise in legal and compliance matters to join our team as a Compliance Officer.
This role involves developing and implementing compliance frameworks to ensure adherence to regulatory requirements in private banking. You will provide expert legal advice on corporate governance, risk management, and operational matters.
Key responsibilities include:
- Developing and implementing compliance frameworks to ensure adherence to regulatory requirements in private banking.
- Providing expert legal advice on corporate governance, risk management, and operational matters.
- Monitoring and interpreting changes in laws and regulations affecting the financial services industry.
- Managing legal documentation and overseeing the negotiation of contracts and agreements.
- Collaborating with internal stakeholders to develop policies and procedures that align with legal standards.
- Supervising and leading internal compliance audits and investigations.
- Acting as the primary point of contact for regulatory authorities and external legal advisors.
The Ideal Candidate
To succeed in this role, you will need:
- A law degree from a recognised institution with a focus on corporate or financial law.
- Proven experience in legal and compliance roles within the financial services sector, preferably in private banking.
- Strong knowledge of regulatory frameworks and corporate governance practices.
- Excellent communication and negotiation skills to handle complex legal matters.
- Leadership qualities and the ability to manage teams effectively.
- Attention to detail and a strategic mindset for problem-solving.
About Us
We are a well-established organisation in the financial services industry, specialising in private banking and related services. We offer a professional environment focused on excellence and delivering value to our clients.
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