
Regulatory Specialist
20 hours ago
Senior Regulatory Professional
Job Description:
Steer complex client engagements in the Financial Regulatory Practice, focusing on regulatory supervision, policy formulation, risk management, and compliance transformation.
The role demands exceptional expertise from supervisory, enforcement, and commercial banking environments, acting as a strategic advisor to clients on SEBI/RBI compliance, risk mitigation, senior management accountability, market/insider conduct, and enforcement readiness.
This position requires a strong regulatory mindset, experience with large and diverse portfolios, and demonstrated capability to interpret evolving supervisory expectations, institutional frameworks, and global best practices with authority and precision.
Key Responsibilities:- Lead advisory mandates involving the interpretation and practical application of SEBI/RBI regulations, inspection readiness, regulatory change impact, and enforcement risk management.
- Advise clients on complex regulatory issues, including SEBI/RBI circulars, master directions, and sector-specific requirements for banks, NBFCs, intermediaries, and capital market entities.
- Provide strategic consulting during supervisory reviews, show cause notices (SCNs), divergence reports, and assist with regulatory inspections and enforcement defence strategies.
Job Requirements:
Required skills and qualifications include MBA/PGDM in Finance, Economics, or comparable field, CAIIB/Certified Credit Officer/Company Secretary preferred. At least 8 years of experience in regulatory advisory, supervision, credit risk, and compliance, with demonstrated leadership in RBI, SEBI, or large commercial/capital market institutions. Deep subject matter expertise in regulatory frameworks, enforcement protocols, AML/KYC, market conduct, credit products, and institutional governance.
A Senior Regulatory Professional must have outstanding communication, leadership, and stakeholder engagement skills, ability to synthesize regulatory change into actionable guidance, strong analytical skills, attention to detail, and high ethical standard.
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