
Chief Risk and Compliance Officer
22 hours ago
Job Description:
As a Lead Risk and Audit Professional, you will be responsible for managing and maintaining a dynamic audit universe, identifying emerging risks, and conducting audits across the full audit cycle. You will also be expected to communicate recommendations strategically to stakeholders and recommend and track remediations to completion.
Key Responsibilities:
- Manage and maintain a dynamic audit universe for various entities.
- Update risk assessments and identify emerging risks and significant business changes.
- Plan and conduct audits across the full audit cycle, including planning, fieldwork, and reporting.
- Communicate recommendations strategically to stakeholders and recommend and track remediations to completion.
- Establish and maintain relationships with stakeholders at all levels within the business lines and control functions locally and globally.
- Perform pre-implementation, special investigations, and post-mortem reviews as needed.
- Work with leadership to prepare and deliver updates to stakeholders, including senior executives, management committees, audit committees, board of directors, and external auditors/regulators.
- Stay updated on industry, local, and product-specific developments and raise any risk and control-related topics of interest to management teams, audit and risk management, and other key global stakeholders.
- Contribute to developing a culture of risk and control awareness throughout the organization.
- Facilitate collaboration and teamwork to support Internal Audit, Risk Advisory, Intelligence Analytics, and Risk Audit Operations activities.
Required Skills and Qualifications:
- 15+ years of experience as an audit leader or risk management equivalent in financial services, with experience as a head of station.
- Undergraduate degree in a related field is required.
- Experience in front-to-back audits, SOX, and knowledge of enterprise risk, IT general controls, and data analytics. CPA, CIA, or relevant Risk certification preferred.
- Knowledge of Internal Audit and Risk standards and best practices.
- Proven experience in managing and developing high-performing teams in a matrix reporting environment.
- Ability to lead, drive, and coach a senior team of professionals across audit, risk, operations, and data analytics.
- Excellent relationship, project, and team management skills.
- Strong analytical, critical thinking, problem-solving, and decision-making skills.
- Deep understanding of risk management principles and practices.
- Exceptional communication and interpersonal skills, with the ability to interact effectively with senior management and global stakeholders.
- Ability to adapt to changing regulatory environments and business needs.
- Proficiency in data analytics and data visualization.
- High ethical standards and integrity.
Benefits:
- Opportunity to work with a dynamic team and contribute to the development of a culture of risk and control awareness.
- Chance to develop and implement effective governance processes and meeting cadence with global stakeholders and global delivery teams.
- Ability to drive a culture of accountability and ownership to resolve issues and ensure strict adherence to policies.
- Opportunity to collaborate with global stakeholders and global delivery teams to identify and implement opportunities for automation and innovation.
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