Wholesale Compliance and Risk Professional

4 days ago

Mumbai, Maharashtra, India beBeeRisk Full time ₹ 9,00,000 - ₹ 12,00,000

Job Title: Wholesale KYC Operations Manager

Job Overview:
  • Be a part of a world-class franchise with a strong team culture and commitment to operational excellence.
  • Support high-quality product and service delivery while ensuring the highest compliance and risk management standards.
Key Responsibilities:
  • Partner closely with the Front Office, focusing on corporate clients, fintech and non-banking financial institutions (e.g., broker dealers, insurance).
  • Manage KYC onboarding, remediation and renewals for business requests in India.
  • Facilitate the end-to-end KYC process, including sourcing due diligence documentation for the wholesale client onboarding team.
  • Act as a subject matter expert (SME) in KYC and due diligence, guiding clients through documentation requirements.
  • Analyze client ownership structures using public sources and client documents; escalate for confirmations or approvals as needed.
  • Coordinate with business stakeholders to prioritize and plan workloads, review onboarding statuses, and address open requests.
  • Liaise with legal, compliance, credit, and operations teams to ensure smooth onboarding and information flow.
  • Manage personal workload efficiently and escalate key risks/issues in a timely manner.
  • Stay informed about procedural, process, and regulatory changes; ensure open communication across teams and regions.
  • Drive and support process improvements, technology initiatives, and best practices.
Required Qualifications, Capabilities, and Skills:
  • Minimum 3 years of experience in KYC, client onboarding, audit, control, risk, or anti-money laundering (AML) within banking.
  • Solid understanding of KYC/compliance/AML standards and procedures.
  • Strong organizational, time management, and relationship-building skills.
  • Excellent verbal and written communication skills; strong customer service orientation.
  • Proven ability to adhere to compliance and control standards.
  • Bachelor's degree in finance, economics, or a related discipline.
Preferred Qualifications, Capabilities, and Skills:
  • Ability to quickly learn and adapt to new concepts and procedures.
  • Prior knowledge of client onboarding processes is preferred.

Keywords: KYC, Compliance, Risk Management

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