Senior Regulatory Compliance Specialist

16 hours ago

Solapur, Maharashtra, India beBeeRegulatory Full time ₹ 12,46,600 - ₹ 25,13,200
Regulatory Reporting Expert

This role requires a detail-oriented professional with experience in regulatory reporting. The ideal candidate will have a strong background in banking and relevant regulatory knowledge.

Key Responsibilities:

  1. Conduct comprehensive product audits and compliance checks to ensure adherence to regulatory standards.
  2. Monitor and implement daily regulatory compliance requirements.
  3. Develop and maintain robust internal control frameworks for banking products.
  4. Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.
  5. Prepare and submit regulatory reports as per jurisdictional guidelines.
  6. Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
  7. Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  8. Collaborate with internal teams to gather data and ensure accuracy in reports.
  9. Maintain strong documentation and audit trails for all submissions.
  10. Support data submissions to compliance, internal audit teams, and regulators.
  11. Leverage data analytics for insights, ensuring proficiency in data extraction, manipulation, and reporting.
  12. Assist in the implementation of new regulatory reporting requirements and upgrades to reporting systems.

The incumbent is expected to act as a catalyst for management of Entire Control management across the entity Life-cycle (Onboarding, post-Modifications, and Closure) of entities identified by the bank SoP for performance of any onboarding related consequence management or control actions.

The Incumbent is expected to be well versed with extant norms, guidelines of various regulatory bodies such as RBI, UIDAI, CERSAI, NeSL, CRILIC, Ministry of Corporate Affairs, and all relevant URLs, Sites in the Corporate/mSME/Non Individual domain.

Benefits:

  • In-depth knowledge of KYC regulations and related circulars.
  • Strong understanding of banking product lifecycles and customer onboarding processes.
  • Ability to deliver high-quality results under pressure.
  • Familiarity with regulatory reporting software and tools.

Requirements:

  • Graduate/Post-Graduate degree in a relevant field.
  • Understanding of KYC guidelines, analysis skill, and good skill set on MS office & SQL.
  • Name Screening KYC/AML activities.
  • Deep understanding of RBI guidelines and Regulatory Reporting.

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