
Compliance and Regulatory Specialist
2 days ago
We are a global private equity-focused financial consulting firm that specializes in driving value creation through services rooted in data and analytics powered by technology. We work at the intersection of private equity sponsors and portfolio companies' management teams across every stage of the investment lifecycle.
Our Mission
We provide hands-on, execution-oriented support, driving value through the office of the CFO by building data and analytics capabilities and identifying and implementing strategic work, rooted in data and analytics. Our team is dedicated to helping our clients succeed by providing expert guidance and support in all areas of compliance and regulatory matters.
The Role
- Review, draft, and negotiate contracts, including supplier agreements, vendor contracts, client agreements, service agreements, and non-disclosure agreements (NDAs). Ensure contracts comply with company policies and applicable laws.
- Assist in the development of standard contract templates and processes.
- Work closely with business teams and advise on day-to-day issues and concerns with client agreements.
- Monitor and ensure the company's adherence to regulatory and legal requirements across various jurisdictions.
- Assist in conducting internal compliance audits and risk assessments.
- Support the development and implementation of compliance programs, policies, and training materials.
- Advise on corporate governance, data protection, and regulatory compliance.
- Conduct legal research on relevant laws, regulations, and industry standards.
- Provide advice and recommendations on legal risks and compliance matters to internal stakeholders.
- Assist senior legal counsel and legal team in preparing legal opinions and reports.
- Assist in corporate governance matters, including board meeting minutes and regulatory filings.
- Support the legal team with dispute resolution, litigation, and other legal matters as required.
- Handle general legal administrative tasks, including maintaining contract databases and records.
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