
Expert Regulatory Officer
3 days ago
Job Title: Compliance and Operations Specialist
We are seeking a highly skilled professional to assume the role of Compliance and Operations Specialist. This position is instrumental in ensuring the smooth execution of compliance-related tasks and operational processes, contributing to the organization's regulatory adherence and operational excellence.
Key Responsibilities:
- Collaborate with corporate secretarial functions to ensure effective communication and coordination.
- Manage and oversee the preparation and execution of legal agreements involving non-HR stakeholders, including individuals and companies.
- Handle legal paperwork associated with investment operations, including ARN (AMFI Registration Number) and RIA (Registered Investment Advisor) compliance.
- Facilitate seamless communication with investors, coordinating signatures, and acting as a liaison to ensure a streamlined process.
- Maintain and update the company's Employee Stock Ownership Plan (ESOP) documentation as required.
- Undertake other compliance-related responsibilities as needed, ensuring adherence to regulatory requirements and best practices.
Requirements:
- Proven experience in compliance, legal operations, or a related field.
- Knowledge of corporate governance, legal agreements, and investment operations.
- Exceptional organizational and multitasking abilities.
- Detail-oriented with a commitment to accuracy and precision.
- Ability to work independently and collaboratively in a fast-paced environment.
- Proficiency in relevant software and tools.
About Our Company:
Our company is an early-stage platform that helps Indian parents plan for their child's higher education in advance. Our product allows families to invest for education, take education loans, and receive competitive scholarships. We are passionate, fun-loving, and love solving challenging problems.
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