
Compliance Specialist
19 hours ago
Job Title: Compliance Officer - Asset Management Expert
- Ensure ongoing adherence to regulatory requirements and internal policies.
- Monitor and interpret changes in relevant laws, regulations, and guidelines applicable to asset management.
- File mandatory regulatory reports within stipulated timelines.
Key Responsibilities:
- Regulatory Compliance:
- Develop and implement effective compliance frameworks.
- Conduct periodic audits and risk assessments across departments.
- Fund & Operational Oversight:
- Review product documents for regulatory adherence before launch or update.
- Oversee compliance processes related to fund accounting and investor servicing.
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