Surveillance Risk Specialist

Job descriptionSome careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Risk and...

Serves as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

About This RoleWe are seeking a diligent Compliance professional to join our Global Transaction Surveillance and Forensic Testing team.The team is responsible for the development, ongoing review, and follow-up of surveillance alerts related to equity, fixed income, and multi-asset portfolio management and trading functions globally.Through their work, the...

Job Title: Risk Management SpecialistWe are seeking a highly skilled Risk Management Specialist to join our team.Implement and maintain Information Security Management System (ISMS) frameworks based on ISO 27001 standards.Assist in conducting gap assessments, risk assessments, and internal audits to identify areas of improvement.Support external ISO 27001...

Job Title: Compliance Officer - Risk Management SpecialistOverview:We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our Surveillance team, you will play a crucial role in designing, implementing, and overseeing surveillance programs aimed at detecting behaviors that may violate regulatory rules or...

Job Opportunity: Deputy Manager RoleAbout the Job:This senior-level position is responsible for leading our surveillance function to ensure effective detection, investigation, and prevention of market abuse or misconduct.The role involves supervising investigations of alerts, suspicious trades, and breaches; escalating timely to compliance, legal, or...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Job description JD RMS EXECUTIVE  Roles and responsibilities  : · Cross checking BOD for All segments before Market Start. · Making Activation and Deactivation of Trading Terminal and Investor client.  · Ability to resolve queries on a day to day basis. ·  Keeping Monitoring on Additional Surveillance Margin (ASM) and reporting to HOD.  ...

Job Overview",">We are seeking a highly skilled Surveillance Specialist to join our team. The ideal candidate will have expertise in analysing and closing PMLA alerts, conducting client screening activities related to PMLA, and reporting suspicious clients to the FIU.",">Key Responsibilities:",">",">Analysing and closing PMLA alerts in a timely and efficient...

IndiaCompliance, RiskGroup FunctionsJob Reference #326600BRCityMumbai, PuneJob TypeFull TimeYour roleDo you like financial markets?Are you good at handling and interpreting large data sets?Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?Are you able to think...