Risk Management Surveillance
2 weeks ago
Job description JD RMS EXECUTIVE Roles and responsibilities : · Cross checking BOD for All segments before Market Start. · Making Activation and Deactivation of Trading Terminal and Investor client. · Ability to resolve queries on a day to day basis. · Keeping Monitoring on Additional Surveillance Margin (ASM) and reporting to HOD. · Blocking GSM and Illiquid scrip on Time to Time in the Trading system. · RMS Blocking for Debit, RMS Blocking for Far month Contract, RMS Blocking for Illiquid scrip. · Keeping track of MTM Alert violation, MTM net position & Square off the open position once MTM Loss get triggered. · Responsible for squaring off all the intraday position through Timer Square off for all segments. · Supervision of Limit assigned to the clients (Base Limit and Intraday limits). · Coordination with different teams. · Surveillance of Script Wise & Client wise Position, Simulated Trade, Script concentration etc. · Track on Tender period contract in all Segments, Whole process of Straggled Delivery Mechanism. · Successfully Implementation Exchange & Depository Related Compliances. · Enhance Supervisor Reporting, Client fund, Collateral, Security Balance (Weekly's). · Daily Margin Reporting for all Segments. · Quarterly Settlement of A/Cs & Dormant & Inactive Process & CTCL Empanelment. CONTACT : Princy Tiwari 7471128707
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Risk Management Surveillance
2 weeks ago
Navi Mumbai, India White Force Full timeJob description JD RMS EXECUTIVE Roles and responsibilities : · Cross checking BOD for All segments before Market Start. · Making Activation and Deactivation of Trading Terminal and Investor client. · Ability to resolve queries on a day to day basis. · Keeping Monitoring on Additional Surveillance Margin (ASM) and reporting to HOD. · Blocking...
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Surveillance Analyst
6 days ago
Mumbai, Maharashtra, India Citi Full time ₹ 9,00,000 - ₹ 12,00,000 per yearServes as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...
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Surveillance Analyst
6 days ago
Mumbai, Maharashtra, India Citi Full time ₹ 9,00,000 - ₹ 12,00,000 per yearServes as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...
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Manager - Trade Surveillance
2 weeks ago
Mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Manager - Trade Surveillance
2 weeks ago
Mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Manager - Trade Surveillance
2 weeks ago
Mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Manager - Trade Surveillance
2 weeks ago
mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Surveillance Officer
1 day ago
Mumbai, India TopGear Consultants Full time**Opening with a leading AMC client.** **Role**:Trade& DP Surveillance** **Location**:Lower Parel, Mumbai.** **Key responsibilities and duties** - Daily assessment and closure of alerts (DP, exchange and in-house) generated for potential suspicious activity. - Ensure timely, efficient reporting of suspicious transactions to law enforcement agencies and...
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Risk Management
2 weeks ago
mumbai, India Anand Rathi Group Full timeCompany Name - Anand Rathi Global Intermediaries Limited (Stock Broker) Company Overview We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities. Role Overview The Risk Manager leads the development, implementation, and oversight of risk management...
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Risk Management
2 weeks ago
Mumbai, India Anand Rathi Group Full timeCompany Name - Anand Rathi Global Intermediaries Limited (Stock Broker) Company Overview We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities. Role Overview The Risk Manager leads the development, implementation, and oversight of risk management...
