Chief Regulatory Compliance Officer

Job Overview">To support the compliance team in handling all aspects of compliance operations.The Senior Executive will manage internal and external correspondence with regulatory bodies, track and escalate regulatory communications, maintain lists of members, monitor alerts from financial intelligence units, and disseminate guidelines as applicable....

Job Title: Chief Compliance OfficerJob Description:The ideal candidate will be a seasoned compliance expert with extensive experience in managing regulatory affairs for Non-Banking Financial Companies (NBFCs). They will oversee the development and implementation of internal policies and procedures that ensure compliance with relevant laws and regulations....

Job Title: Regulatory Compliance OfficerWe are seeking a seasoned professional to join our team as a Regulatory Compliance Officer. This role is responsible for ensuring all company operations comply with relevant laws, regulations, and industry standards.About the RoleThe Regulatory Compliance Officer will be responsible for:Managing and maintaining...

Job OverviewA Regulatory Compliance Officer is responsible for ensuring the organization's adherence to all regulatory requirements and industry standards.

Job Title: Chief Risk and Compliance Officer Job Description:We are seeking an experienced Chief Risk and Compliance Officer to lead our organization's end-to-end vulnerability lifecycle. This role is accountable for aligning risk and compliance efforts with regulatory mandates such as RBI Master Directions and SEBI Cybersecurity Framework.The individual...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team. In this role, you will be responsible for ensuring that all regulatory submissions are complete and compliant with international requirements.Main Responsibilities:Prepare and submit new dossiers in electronic Common Technical Document (eCTD) format for regulatory approval...

Job Role Overview:Compliance ExpertiseResponsible for maintaining adherence to regulatory frameworks and industry standards.Key Responsibilities:Develop and implement compliance strategies to mitigate risks and ensure alignment with business objectives.Collaborate with cross-functional teams to drive strategic initiatives.Experience Requirements:Minimum 3...

Job TitleThis is regarding the opening for a senior manager/chief manager - compliance. The role involves leading a team in fund management firms, ensuring regulatory compliances and resolving client queries.">A good experience in securities market or financial products, including portfolio manager, broker dealer, investment advisor, wealth manager, research...

The Compliance Officer role is a critical function within any organization seeking to ensure adherence to regulatory requirements.This includes monitoring compliance with key regulatory bodies such as SEBI, NSE, BSE, NSDL, CDSL, and others. The officer will assist in preparing and filing periodic returns and reports with these entities.Key to this role is...

Compliance Officer - Regulatory SpecialistWe seek a highly skilled and proactive Compliance Officer to lead regulatory compliance initiatives across our organization. This role involves monitoring regulatory changes, advising stakeholders, managing audits and inspections, and ensuring adherence to RBI guidelines and SEBI guidelines.Key...