Corporate Governance Specialist

15 hours ago


Kanpur, Uttar Pradesh, India beBeeGovernance Full time ₹ 12,00,000 - ₹ 25,00,000

Job Title: Corporate Governance Specialist

 

Job Summary:

We are seeking a detail-oriented and organized Corporate Governance Specialist to join our team. The ideal candidate will have a strong understanding of regulatory requirements, excellent communication skills, and the ability to work effectively in a fast-paced environment.

 

Key Responsibilities:

  • Monitor ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/CTR and other compliance filings, reports,& disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.
  • Liaisoning and co-ordinating with Regulator for PMS, AIF compliance and queries
  • Monitoring ongoing and event-based submissions with RBI and Income Tax (FATCA/CRS, FIRMS, etc)
  • Review, Preparation/Up-dation of Private Placement Memorandum and amendments including to Trust Deed, KYC documents/Contribution agreements/Distribution agreements and intimation to regulatory Authorities wherever required.
  • Co-ordinate with various service providers/vendors/Forums for various compliance related matters pertaining to AIF and PMS.
  • Liaisoning with Internal auditors and statutory auditors and effectively handling SEBI inspections; Interact with auditors and other external parties for various regulatory requirements/ other routine regulatory filings/compliances.
  • Co-ordinating with counsels for legal support, opinions and clarifications
  • Monitor changes in SEBI regulations, directives, and circulars to ensure that the organisation's practices and policies remain up-to-date and compliant.
  • Liaisoning with product and sales team on products and filings Preparation / Up-dation of Private Placement Memorandum and amendments including Trust Deed Review of Application Form, literature, factsheets, communiques and communications Regulatory reporting - Filings monthly / Quarterly report reports, annual CTR.
  • Liaisoning with product and sales team on products and filings with regulator.
  • Conducting and arranging Committee meetings - valuation committee, investment Management committee; also to maintain minutes of all committee meetings.
  • Develop, implement, and manage organisational compliance policies and procedures in line with applicable laws, regulations, and industry best practices.
  • Review of marketing material and other marketing/sales documents from a regulatory perspective; inclusive of other advertisement literature, factsheets and communications.
  • Drafting and vetting various agreements, legal documents, policies, and standard operating procedures.
  • Collaborate with internal departments to provide guidance on compliance-related matters.
  • Maintain comprehensive and accurate records of compliance activities and documentation, ensuring easy access for internal and external review.
  • Co-Jointly work with Group compliance team for compliances relevant to other verticals

 

Required Skills and Qualifications:

  • Interpersonal / Communication Skills
  • Networking and Market Intelligence
  • Strong Client Relationship Skills
  • Result Orientation
  • Collaborative Approach
  • Excellent in MS Office (Word, PowerPoint & Excel)
  • Excellent communication skills in English (oral and written)
  • Graduate/Post Graduate with Degree in Law is preferred.
  • NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination will be an added advantage.
  • Min. 3 -5 years of experience handling the compliance, legal, functions in allied industries (AIF / PMS) having a working knowledge of SEBI AIF & PMS Regulations in particular.

 

Benefits:

Others:



  • Kanpur, Uttar Pradesh, India beBeeGovernance Full time ₹ 20,00,000 - ₹ 25,00,000

    Job Title: Corporate Governance SpecialistWe are seeking a seasoned professional to fill the role of Corporate Governance Specialist. This position involves ensuring strict adherence to relevant laws and regulations, as well as providing expert advice on corporate governance matters.About the Role:Ensure compliance with statutory requirements applicable to...


  • Kanpur, Uttar Pradesh, India beBeeGovernance Full time ₹ 10,00,000 - ₹ 20,00,000

    Job OverviewWe are seeking a highly skilled Corporate Governance Specialist to join our team in the manufacturing sector. The ideal candidate should have a minimum of 5 years of experience in a similar role and a strong understanding of corporate governance, regulatory compliance, and legal matters.Key Responsibilities:Ensure strict adherence to Company Law,...


  • Kanpur, Uttar Pradesh, India beBeeGovernance Full time ₹ 80,00,000 - ₹ 1,50,00,000

    Corporate Governance SpecialistWe are seeking an accomplished Corporate Governance Specialist to oversee corporate governance, regulatory compliance, and legal matters in the manufacturing sector.The ideal candidate should possess a minimum of 5 years of experience in a similar role with a strong understanding of company law, SEBI regulations, and other...


  • Kanpur, Uttar Pradesh, India beBeeGovernance Full time ₹ 10,00,000 - ₹ 15,00,000

    Job OverviewWe are seeking a highly skilled and experienced Corporate Governance Specialist to join our organization. The ideal candidate will have a strong understanding of corporate governance, regulatory compliance, and legal matters.ResponsibilitiesEnsure strict adherence to Company Law, SEBI regulations, and other statutory requirements applicable to...


  • Kanpur, Uttar Pradesh, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Summary:Seeking an experienced corporate governance professional to lead our compliance efforts.Key Responsibilities:Ensure strict adherence to regulatory requirements in the manufacturing sector.Regularly update senior management on evolving regulatory changes, ensuring timely compliance.Board & Committee Meetings:Organize and manage Board Meetings,...


  • Kanpur, Uttar Pradesh, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 30,00,000

    Seeking a seasoned Corporate Governance Professional to oversee compliance, risk management, and regulatory affairs in the manufacturing sector.Key ResponsibilitiesEnsure strict adherence to statutory requirements and regulations applicable to the manufacturing sector.Provide expert advice on corporate governance, compliance, and regulatory matters to senior...


  • Kanpur, Uttar Pradesh, India beBeeInsolvency Full time ₹ 8,00,000 - ₹ 15,00,000

    Corporate Governance ExpertWe are seeking a seasoned Corporate Governance Expert to join our team. As a key member of our organization, you will play a crucial role in ensuring the smooth functioning of our company.Job SummaryA Corporate Governance Expert plays a vital role in maintaining the integrity and transparency of an organization. In this capacity,...


  • Kanpur, Uttar Pradesh, India beBeeGovernance Full time ₹ 1,00,00,000 - ₹ 1,50,00,000

    Job Overview:We are seeking a seasoned professional to join our organization. As a key member, you will be responsible for strengthening corporate governance structures and frameworks across various sectors.Key Responsibilities:Develop and update corporate governance policiesSupport in drafting policies, procedures, SOPs, and operational manualsReview and...


  • Kanpur, Uttar Pradesh, India beBeeCompliance Full time ₹ 40,00,000 - ₹ 60,00,000

    Company Secretary Role OverviewJob Description:We are seeking a seasoned and skilled Company Secretary to oversee the corporate governance and compliance functions of our organization. As a pivotal member of our team, you will play a key role in ensuring adherence to regulatory requirements, maintaining accurate records, and providing expert legal...


  • Kanpur, Uttar Pradesh, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Title: Corporate Governance LeadJob Description:This is an exciting opportunity for a seasoned professional to make a meaningful contribution to the organization's success by leading our internal audit function.The successful candidate will be responsible for developing and implementing effective audit plans to assess the effectiveness of our internal...