Senior Membership Compliance Professional

2 days ago


Salem, Tamil Nadu, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 15,00,000

Job Role:

We are seeking a diligent Membership Compliance Officer to join our team.

Key Responsibilities:

  • Compliance Management:
    • Oversee membership compliance activities related to the Exchange and ensure adherence to regulatory norms.
    • Scrutinize applications for change in director's details, shareholding/DPG pattern, and transfer of membership.
    • Maintain accurate records, update control sheets, and follow up with members via mail and phone calls.
  • Shareholding and DPG Pattern:
    • Process shareholding/DPG pattern constitution/re-constitution of partnership firms as per regulations.
    • Keep records updated and follow up with members via mail and phone calls.
  • Member Entity Details:
    • Process applications for change in member entity name and address as per norms and update SEBI Portal.
    • Ensure timely processing without errors and notify other departments accordingly.
  • Closure of Alerts and MIS Reporting:

Requirements:

We are looking for candidates with the following qualifications and experience:

  • Educational Background: A degree in CS, CA, or MBA from a reputable institution/university.
  • Work Experience: 3-4 years of work experience in securities, capital markets, financial services, mutual funds, or insurance companies.
  • Skills Required:
    • Proactive and result-oriented.
    • Strong analytical skills and attention to detail.
    • Excellent execution skills.
    • Good communication skills.
    • Ability to share learning and develop best practices.
    • Adherence to company and national regulatory standards.
  • Technical Competencies: Proficiency in MS Office, preferably with good Excel skills.


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