
Principal Compliance Officer
1 day ago
This is Regarding the Opening for Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/fixed Income.
Role: Senior Manager/Chief Manager-Compliance - AIF/PMS/fixed Income
Location: Mumbai
Experience: 3-10 years in compliance management in AIF/PMS/Fixed income/SEBI.
Working Days: 5 Days(WFO)
Responsibilities:
* Coordinate with clients of the Company for SEBI AIF/ PMS compliances.
* Resolve regulatory queries of the clients.
* Co-ordinate during Inspection/Audit.
* Assist in various group level restructuring projects as may be initiated by the Company from time to time.
* Ensure regulatory compliances for the Company for the current as well as future regulatory projects.
Required Skills and Qualifications:
* Good experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management.
* Candidates with exposure in AIF/ PMS compliance.
Benefits:
* Excellent verbal and written communication skills.
Others:
If interested, please give us an acknowledgment by sharing your updated CV on our official email address.
Our team is looking for professionals who can ensure regulatory compliances for the Company.
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