Compliance Officer

1 day ago


Guntur, Andhra Pradesh, India beBeeCompliance Full time ₹ 90,00,000 - ₹ 1,20,00,000
Compliance Officer Job Description

Prudent Corporate Advisory Services Ltd is hiring a Compliance Officer for the position of Compliance Executive.

Key Responsibilities:

  • Disseminate relevant circulars and notifications to respective departments and track implementation of circulars.
  • Settle client balances and possess knowledge of settlement processes.
  • Prepare documentation for AP registration/cancellation and maintain compliance records.
  • Provide NEAT/CTCL terminal support and maintain MIS records.
  • Submit regulatory returns to exchanges and handle day-to-day compliance tasks.
  • Coordinate with exchanges, clients, and departments for compliance-related issues.
  • Record client transactions and prepare various applications/documentation as per exchange rules.
  • Maintain and analyze MIS records.

Required Skills and Qualifications:

  • Minimum 1.5 years of experience in broking with a focus on compliance.
  • Excellent communication and organizational skills.
  • Ability to work independently and as part of a team.

Location: Ahmedabad

Interested Candidates: Please share your updated resume at recruitment@prudentcorporate.com


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