Financial Operations Auditor

4 days ago


Thāne, Maharashtra, India beBeeCompliance Full time ₹ 1,04,000 - ₹ 1,30,878
Compliance Specialist for Alternative Investment Funds

We are seeking an experienced Compliance Specialist to join our team. This role involves reviewing financial operations, including corporate actions and fee structures, to ensure accuracy and compliance with regulatory requirements.

Key Responsibilities:
  • Financial Review: Conduct thorough reviews of corporate actions accounting, redemptions, and Business MIS (Management Information Systems) to guarantee accuracy and adherence to regulations.
  • Fee Structure Analysis: Perform detailed reviews of various fees, including Setup fees, Management fees, Custody fees, Performance fees, Brokerage, Distributor revenue, and other associated charges, verifying calculations and adherence to agreements.
  • Regulatory Reporting: Prepare accurate and timely monthly and quarterly compliance reports as per SEBI guidelines, ensuring strict adherence to regulatory requirements.
Required Skills and Qualifications:
  • Strong analytical and auditing skills.
  • Expertise in reviewing corporate actions accounting, redemption, and Business MIS.
  • Proficiency in preparing monthly and quarterly compliance reports as per SEBI regulations.
  • MBA (Finance) or Semi-qualified CA preferred.
  • Proven experience in auditing AIF/PMS operations, financial services, or a related field.
Benefits:
  • Opportunity to work on high-profile projects with leading organizations.
  • Collaborative and dynamic work environment.
  • Professional growth and development opportunities.
Other Requirements:
  • Immediate joiners are preferred.
  • Deep understanding of SEBI regulations pertaining to AIF and PMS is essential.

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