Senior Regulatory Compliance Officer

6 days ago

Bengaluru Bangalore Chennai Ahmedabad, India beBeeCompliance Full time US$ 90,000 - US$ 1,20,000
Compliance Excellence Specialist

We are seeking a highly skilled Compliance Excellence Specialist to join our team. This is an exciting opportunity to contribute to the success of our organization by ensuring the highest standards of compliance and quality assurance.


Key Responsibilities:
  • Conduct thorough assessments of alerts, escalations, and investigations conducted by the Compliance Operations team.
  • Ensure adherence to regulatory standards and internal policies on AML, KYC, Fraud, Sanctions, and SAR processes.
  • Review and validate case narratives, documentation, and decisions for accuracy, consistency, and regulatory alignment.
  • Collaborate with operations and functional teams to identify trends, root causes, and opportunities for process improvement.
  • Provide coaching and follow-up on identified issues and track remediation activities through completion.
  • Maintain and report on quality assurance metrics, helping drive operational excellence and risk reduction.
  • Use sound judgment in reviewing cases and defend decisions with both verbal and written rationale.
  • Assist in the design and evolution of workflows, ensuring they are adaptable, scalable, and compliant.
A Typical Day Might Include:
  • Reviewing a sample of high-risk compliance cases from the previous day.
  • Hosting a calibration meeting with team leads to align on QA standards.
  • Documenting findings and logging feedback in internal tracking systems.
  • Meeting with Compliance Ops to discuss common issues or training gaps.
  • Updating dashboards or reports with the latest QA metrics and trends.
Required Skills and Qualifications:
  • Bachelor's degree or technical equivalent.
  • 5+ years of experience in regulatory compliance, quality assurance, fraud investigations, SARs, AML, or related fields.
  • At least 1+ year of experience specifically in Payments Compliance Quality or a similar function.
  • Deep understanding of Fraud, AML investigations, Sanctions, KYC, and SAR processes.
  • High attention to detail and strong analytical and logical reasoning capabilities.
  • Demonstrated ability to work independently, make sound decisions, and manage sensitive issues with discretion.
  • Ability to influence, coach, and build strong relationships with cross-functional teams.
  • Preferred: Professional certifications such as CFE (Certified Fraud Examiner) or ACAMS (Certified Anti-Money Laundering Specialist).
Benefits:
  • Excellent opportunities for growth and professional development.
  • Collaborative and dynamic work environment.
  • Competitive compensation and benefits package.
Others:
  • Process thinker who thrives on continuous improvement.
  • Excellent written and verbal communication skills.
  • Passion for compliance, integrity, and delivering high-quality results.
  • Comfortable with ambiguity and change.

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