Chief Compliance Officer

17 hours ago


varanasi, India beBeeRegulatory Full time

Job Title: Compliance Risk Professional Job Description: Ensure ongoing monitoring of regulatory and statutory guidelines, including RBI requirements, to stay informed about updates and changes.Communicate effectively with process owners to clarify requirements and address queries related to compliance.Implement directions and ensure timely compliance through coordination with process owners.Develop and maintain a comprehensive compliance risk management framework, encompassing risk assessment, control definition, and mitigation measures.Support the reporting manager in carrying out Compliance Risk Assessment exercises for all regulatory and statutory directions across product verticals and process owners.Provide advisory services to business verticals on new product approvals, partnerships, policy rollouts, and customer complaints, ensuring compliance adherence.Collaborate with the reporting manager to map compliance obligations in the Compliance Monitoring tool to process owners, driving continuous improvement.Enhance organizational awareness of compliance matters, such as KYC/AML, FPC, Fraud Reporting, and Corporate Governance.Support the reporting manager in handling RBI inspections, finalizing responses, managing daily correspondences, returns filing, and circulating Compliance MIS reports.,



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