Senior Regulatory Specialist

About the Ethics & Independence Function:The Ethics & Independence (E&I) team plays a pivotal role in safeguarding the firm’s reputation and regulatory compliance by proactively managing internal risks related to client acceptance, engagement continuance, and conflict of interest assessments. The team ensures the firm’s adherence to internal policies and...

**Project description**: We've been engaged by a large Australian financial institution to assist in the build-out of their Financial Markets Regulatory reporting software to support additional functionality required for Mifid 2 and G20 reporting (Dodd-Frank, ASIC, EMIR ) This engagement is part of a multi-year project to expand the capabilities of the...

Job Summary: The Senior Talent Acquisition Specialist is responsible for managing and executing the end-to-end hiring process, building talent pipelines, and ensuring the organization attracts and hires qualified employees to meet its current and future needs. As a Non-Tech Recruiter for SaaS hiring, you will own the full-cycle recruitment process for...

Job Category Human Resources RESPONSIBILITIES Regulatory Compliance Management Support HR Ops Compliance Manager in ensuring HR activities comply with both company s SOPs and local regulations Highlight and escalate as appropriate non-compliance with the organization s SOP with relevant regulatory codes and codes of conduct Support HRBP in NAVEX...

-Full Time Gurgaon Posted 5 days ago Job title Associate - Regulatory Affairs - Reports to Senior Associate/Astt Manager/Manager - Regulatory Affairs - **Job purpose**: To carry out Regulatory Review and Compilation of Technical documentation & dossiers for - Various Markets in compliance to applicable regulations and guidelines. - **Duties and...

-Job description **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is,...

Company Description Established in 2002 ib vogt GmbH is specialized in the Development Design and Engineering Financing EPC and Operation of solar power and provides turnkey solar power plant solutions to investors internationally As a manufacturer-independent integrated developer the company focuses on tailor-made solar power plant solutions that maximize...

Job Title Senior Analyst Regulatory Reporting Work Type Permanent Location DLF Downtown - Gurgaon It s more than a career at NAB It s about more meaningful work more global opportunities and more innovation beyond boundaries Your job is just one part of your life When you bring your ideas energy and hunger for growth you ll be recognised and rewarded for...

Our Purpose Mastercard powers economies and empowers people in 200 countries and territories worldwide Together with our customers we re helping build a sustainable economy where everyone can prosper We support a wide range of digital payments choices making transactions secure simple smart and accessible Our technology and innovation partnerships and...

**Senior DRA Executive (Regulatory Affairs)** Ø Preparation and reviewing of administrative documents. Ø Preparation and Review of Dossier in CTD,ACTD and ECTD Format. Ø Preparing the SPC and SMPC as per country guidelines. Ø Preparation of Dossier for CIS, Africa countries, Gulf Countries, and south India countries. Ø Review and Making of...