Compliance & Principal Officer- Gandhinagar

2 days ago

gandhinagar, India Acura Solution Full time

Job Description:Job Purpose:The role of Compliance Officer (CO) & Principal Officer (PO) at GIFT City IBU is a Designated Position and to be always held by an Approved Individual, as per IFSCA regulations.As CO & PO of the IBU, you need to perform your duties objectively and independently of operational and business functions. You shall have ultimate responsibility for all compliance matters pertaining to IBU's activities.Roles & Responsibilities:Set up & monitoring of robust & sustainable acquisition workflows implementation, processes & initiatives.Advisory support to various business and operations regarding IFSCA regulatory compliance and to manage overall Compliance risk in the business of IBU transactions.Interaction with the IFSCA Authority, understanding the regulatory requirements and dissemination of IFSCA regulations/guidelines/circulars relating to IBU. Implementing Regulatory IFSC/RBI/FEMA/FEDAI guidelines and internal policies with respect to IBU.Risk Based Supervision Co-ordinating off site and Onsite Review by IFSCA and other auditors.Formulation and Periodic review of Policies / Product Notes/SOP/SLA with respect to IBU.Establishing Compliance Monitoring Plan and review of the same.Assisting Walk through and Control testing, Outsourcing review every half year.Draft/Assist in vetting of regulatory correspondences.To perform other Compliance activities as may be assigned by the governing body.    Handle the vital role of KYC/AML compliance in the capacity of the Principal Officer of IBU.Carrying out, or overseeing the carrying out of, ongoing monitoring of business relations for compliance with the regulatory guidelines.Promoting compliance of the regulatory guidelines and taking overall charge of all AML/CFT matters.Informing employees, officers and representatives promptly of regulatory changes.Ensuring a speedy and appropriate reaction to any matter in which ML/TF is suspected.Communicating Regulators, repository agencies such as RBI, FIU IND etc. from time to time. Responsible for ensuring implementation of AML scenarios as per extant regulatory guidelines, reviewing and dispose-off alerts/transactions and file regulatory reports under PMLA such as STR/ CTR/CBWTR/ NTR/CCR or such other extant regulations as applicable from time to time.Thorough with RBI & FEMA regulations, preferably international business.Ability to understand evolving regulatory landscape and formulate/ review policies.Education Qualification: Graduation: Bachelor's in Engineering / Technology / Management/ Computers/Science.Post-graduation: MBA/CA.Experience: 5 to 10 years of relevant experience.

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