▷ Only 24h Left Compliance Officer – Stock Market

1 week ago


Kolhapur MH IN Richmee Full time

Job Title Compliance Officer - Stock Market Investment Advisory Company Sanket Awate Fintech Private Limited Location Kolhapur Maharashtra Job Type Full-time On-site About Us Sanket Awate Fintech Pvt Ltd is a SEBI-registered Investment Advisory firm INA000019381 offering services in mutual funds insurance stock market and financial education We are committed to maintaining the highest standards of compliance and ethical business practices Key Responsibilities Ensure adherence to SEBI AMFI IRDAI and Exchange-related compliance regulations Maintain proper records filings and documentation for all financial activities Oversee periodic audits internal control checks and regulatory reporting Update and implement company policies in line with changing regulatory norms Coordinate with departments Brokerage Mutual Fund Insurance YouTube Marketing for compliance checks Monitor client advisory communications and marketing content for SEBI compliance Required Qualifications Graduate Postgraduate in Finance Commerce or Law Mandatory NISM Certifications NISM-Series-V-A Mutual Fund Distributors NISM-Series-X-A X-B Investment Adviser Level 1 2 NISM-Series-XX-A Registered Investment Adviser Compliance focus Minimum 1-3 years of experience in compliance audit or advisory domain preferred Skills Required Strong understanding of SEBI AMFI and RBI regulatory framework Good command over Excel Google Workspace and documentation tools Excellent communication report writing and analytical skills Detail-oriented and highly organized approach Salary 25 000 - 50 000 per month Based on experience certifications Joining Immediate Job Types Full-time Permanent Pay 20 000 00 - 50 000 00 per month Work Location In person



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