Compliance Manager

1 week ago

Mumbai India Godrej Capital Full time

Job Description

Job Purpose This role requires a dynamic candidate who shall be pro-active part of second line of defence i.e. compliance function, independently set-up compliance paradigm and work with various stakeholders to ensure compliance culture is ensure.

Role Prepare detailed compliance requirements of various circulars and guidelines issued by the regulators, assist in issuing compliance guidelines and verify their compliance on periodic basis, Assist & set-up development and providing clearance to various policies & SOPs of organization and ensure that Policy Compliance is being done on periodic basis, Evaluate various circulars / products / processes across the Company to assess the compliance risk at the Company level and at Business Unit /Support Unit level. Ensure submission of all off-site compliances to NHB by working with internal stakeholders, Ensure set-up of conduct of business regulations which includes FPC & KYC-AML Compliance, Work with Product, Tech & Ops team on various initiatives such as product clearance and digital initiatives, Work with control stakeholders such as Compliance Testing unit, Internal Auditors, Statutory Auditors and Regulators and resolve any and all issued which may come up, Ensure compliance with requirements under corporate agency, Assist in all regulatory inspections and ensure compliance under it & assist in providing certifications to the regulators, Maintain a broad knowledge of the business and regulatory framework for HFCs Explain the circulars / guidelines to the Business / Support Units wherever required to increase their understanding about the regulatory guidelines, Support in executing specific projects / work assignments

Qualification &

experience Professional (CA / MBA-Finance / CS from reputed institute) Compliance role in HFC for 3-5 years Knowledge of overall HFC environment and regulatory circulars/guidelines.

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