Manager of Compliance

1 week ago

India CSC Full time ₹ 5,00,000 - ₹ 25,00,000 per year

Job title: Manager of Compliance

Location: Bangalore (EC ph-1)

Work Schedule: Hybrid

We are looking for a Compliance Specialist to lead a newly formed team based out of India and forming part of our Enterprise Risk Management Team. The new team will be responsible for performing risk & compliance monitoring activities across the enterprise each month.

The monitoring activities are critical and will contribute to the overall compliance monitoring activities being performed on the ground within the CSC offices globally, adding an additional layer of control testing whilst supporting ongoing continuous improvement.

Your Position

You will report directly to the Head of Enterprise Risk Management and be responsible for leading on the monitoring activities that support the local Compliance teams, contributing to a consistent and efficient Compliance Monitoring Framework (CMF) across the enterprise.

You will have responsibility of embedding and improving how monitoring activities are performed and have a mindset of continuous improvement enabling our business partners to continually develop and improve their risk & compliance controls.

Your responsibilities will include;

  • Conducting regular audits and assessments to ensure compliance with regulatory requirements and internal policies.

  • Identifying and mitigating risks through effective controls and testing.

  • Collaborating with various stakeholders to enhance processes and ensure adherence to best practices.

  • Staying updated with the latest regulatory developments and industry trends.

  • Conducting risk & compliance monitoring on a timely basis, including but not limited to regular reviews of client entities, transaction monitoring, processing & clearance of suspicious hits, and specific thematic review(s).

  • Preparation of relevant risk & compliance management information & reports.

Managing the day to day activities of the team ensuring delivery of the overall objectives.

Your Profile

  • Degree holder in Law, Accounting, Finance or related discipline. Professional certification (ACAMs or equivalent) is highly desirable.
  • Minimum of 5 years' experience in auditing (Big 4 background is a plus) from the overall experience
  • Solid experience in managing risk & compliance frameworks in accordance with regulatory and statutory requirements.
  • Good understanding of Trust and Corporate Services Business. Understanding of the regulatory framework in one or more of the CSC locations would be advantageous.
  • Strong organization and time management skills
  • Ability to independently and effectively work with different stakeholders
  • Excellent command of English is required.
  • Independent, meticulous, pro-active, attentive to details, self-motivated, growth mindset, keen to learn, and capable of meeting new challenges with excellent communication skills.

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