Associate, Compliance
2 days ago
Job Description As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Join us and be part of something extraordinary. We're seeking a future team member for the role of ASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE I to join our INSIGHT INVESTMENT team. Excellent academics with degree from a reputed institute. Minimum 1.5 yrs and preferably 3+ years or more of rule coding experience in systems like CRD, ThinkFolio, Sentinel etc Relevant experience in monitoring pre & post trade compliance alerts. Very good communication & analytical skills to resolve hands on problems Advanced knowledge of Microsoft Word, Power Point and Excel and the ability to build reports to enable the extraction and analysis of data sets Able to provide challenge to both existing processes and controls across the business and be proactive, self-supportive and motivated in the promotion of a positive compliance and risk culture within the firm Strong understanding of fixed income securities - including derivatives Strong ownership of role and responsibilities
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Associate, Compliance
2 weeks ago
Pune, Maharashtra, India BNY Full time ₹ 9,00,000 - ₹ 12,00,000 per yearWere seeking a future team member for the role of Associate, Compliance & Control Representative II to join our team.In this role, youll make an impact in the following ways:The Person should be moderately skilled in Compliance, Regulatory requirements like UCITS, ERISA, US 40 Act etc. Review and interpret all governing documents, including but not limited...
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Associate, Compliance
3 weeks ago
Pune, India BNY Full timeWere seeking a future team member for the role of Associate, Compliance & Control Representative II to join our team. In this role, youll make an impact in the following ways: The Person should be moderately skilled in Compliance, Regulatory requirements like UCITS, ERISA, US 40 Act etc. Review and interpret all governing documents, including but not limited...
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Associate, Compliance
3 days ago
Pune, Maharashtra, India BNY External Career Site Full time ₹ 5,00,000 - ₹ 12,00,000 per yearAssociate, Compliance & Control Representative IIAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...
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Compliance Associate
2 weeks ago
India Intertrust Full time**Associate, Compliance Operations** Location: Bangalore Department: COE Vacancy type: Permanent Conduct client file reviews to confirm that all Customer/ Client Due Diligence (CDD) and Know Your Customer/ Client (KYC) documentation is in hand and up to date, identifying where gaps exist and remediation is required; ensuring that Intertrust is in...
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Associate, Compliance
7 days ago
Pune, Maharashtra, India BNY External Career Site Full time ₹ 1,50,000 - ₹ 28,00,000 per yearASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE IAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...
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Compliance Associate
1 week ago
Pune, Maharashtra, India Checkmarx Full time**Who are we?** We are honored to serve more than 1,800 customers, including 40 percent of all Fortune 100 companies, including Siemens, Airbus, Salesforce, Stellantis, Adidas, Walmart, and Sanofi. **Requirements**: **What are we looking for?** We are looking for a passionate **Compliance Associate**to join our legal department. The position is based in...
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Associate, Compliance
3 days ago
Pune, Maharashtra, India BNY Full time ₹ 9,00,000 - ₹ 12,00,000 per yearASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE IAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...
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Associate, Compliance
4 days ago
Pune, Maharashtra, India BNY Full time ₹ 9,00,000 - ₹ 12,00,000 per yearAs a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Join us and be...
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Associate, Compliance
3 days ago
Pune, Maharashtra, India BNY External Career Site Full time ₹ 9,00,000 - ₹ 12,00,000 per yearASSOCIATE, COMPLIANCE & CONTROL REPRESENTATIVE IAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...
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Associate, Compliance
1 week ago
India Intertrust Full time**Associate - Client Onboarding** **Location - Bangalore** **Department - COE** **Vacancy type - Permanent** **Your Responsibilities** - Conduct CDD & KYC documentation on prospective clients. Following internal policies & procedures for onboarding clients in different jurisdictions/globally. - Sound understanding of the potential risks and performing...
