[3 Days Left] Compliance Analyst I

About the Role Grade Level for internal use 09The Team The Compliance Analyst I will provide support to Commodity Insights CI central Compliance function in relation to compliance monitoring activities and support of the overall CI Compliance Program with priority to internal email monitoring of appropriate communication between Commodity Insights business lines ensuring employee adherence to Commodity Insights compliance policies guidelines and other miscellaneous duties as assigned by the APAC regional director of CI Compliance The Impact This role requires a combination of meticulous monitoring skills ability to identify potential violations of policy guidelines strong record-keeping skills strong time management and communication skills to escalate cases promptly for resolution knowledge of effective webpage design and use of AI tools as well as analytical skills to identify behavioural patterns and trends so that the CI Compliance team can address the business s needs for learning and training What s in it for you The role provides an opportunity to learn about the CI business the IOSCO principles that call for the relevant compliance policy to be in place and how the compliance work supports these regulatory requirements Compliance Analyst I is encouraged to participate in training opportunities learn new skillsets broaden understanding of Risk Management and Compliance and take initiatives in suggesting refinements of the monitoring technology and processes The Compliance Analyst I will have an impact on guiding the organization s strategy by enabling leaders to make risk-informed data driven decisions while adhering to the Company s Compliance policies and framework Compliance Analyst I will have visibility within the organization and interact with compliance leadership Compliance Analyst I will be part of initiatives that drive transformations within the Compliance function to meet evolving business needs Responsibilities Supports Compliance in the operation of internal email monitoring of appropriate communication between Commodity Insights business lines employees ensuring employee adherence to Commodity Insights relevant compliance policy guidelines Performs and evaluates monitoring results relating to violations of CI compliance policy and guidelines Assesses potential violations escalating potential issues as appropriate Suggest supports and helps implement remedial and preventive actions and supports continuous improvement activities across the division Utilizes enhanced monitoring record-keeping platforms and AI tools as needed Documents the results of monitoring evaluations and due diligence with appropriate disposition findings Assists in drafting reviewing updating and maintaining Compliance policies procedures and guidelines for the division Helps manage communications to from Compliance s general mailboxes Keeps abreast of relevant regulatory developments and assists in the implementation of the impact on the business processes and controls Supports special ad-hoc projects and critical projects which may arise What We re Looking For 1-2 years previous experience in Compliance within risk services or related fields 1 years demonstrated research due diligence experience dispositioning of compliance monitoring results Knowledge in maintaining records of violations compliance cases including but not limited to the use of third-party platforms e g Appian Experience working in a team-oriented collaborative environment Excellent problem-solving and interpersonal skills Strong written and verbal communication skills Ability to flex hours as needed to meet the needs of the business i e in relation to providing support for urgent cases Self-motivated detail-oriented and well-organized able to prioritize tasks and work well under pressure Bachelor s degree a plus ICA ACAMS ACSCA or other industry related certification a plus Required Experience Skills Must have the excellent command of the English language both read and written Proficient with MS applications required Excel Word Outlook and PowerPoint Enthusiastic flexible and robust and possess excellent communication skills Capability to work under pressure in a fast-paced corporate environment Proactive team player and outgoing personality Flexible with the ability to work effectively and collaboratively with all coworkers and be able to meet the requirements of the position L1-RS2About S P Global Commodity Insights At S P Global Commodity Insights our complete view of global energy and commodities markets enables our customers to make decisions with conviction and create long-term sustainable value We re a trusted connector that brings together thought leaders market participants governments and regulators to co-create solutions that lead to progress Vital to navigating Energy Transition S P Global Commodity Insights coverage includes oil and gas power chemicals metals agriculture and shipping S P Global Commodity Insights is a division of S P Global NYSE SPGI S P Global is the world s foremost provider of credit ratings benchmarks analytics and workflow solutions in the global capital commodity and automotive markets With every one of our offerings we help many of the world s leading organizations navigate the economic landscape so they can plan for tomorrow today For more information visit What s In It For YouOur Purpose Progress is not a self-starter It requires a catalyst to be set in motion Information imagination people technology-the right combination can unlock possibility and change the world Our world is in transition and getting more complex by the day We push past expected observations and seek out new levels of understanding so that we can help companies governments and individuals make an impact on tomorrow At S P Global we transform data into Essential Intelligencexc2xae pinpointing risks and opening possibilities We Accelerate Progress Our People We re more than 35 000 strong worldwide-so we re able to understand nuances while having a broad perspective Our team is driven by curiosity and a shared belief that Essential Intelligence can help build a more prosperous future for us all From finding new ways to measure sustainability to analyzing energy transition across the supply chain to building workflow solutions that make it easy to tap into insight and apply it We are changing the way people see things and empowering them to make an impact on the world we live in We re committed to a more equitable future and to helping our customers find new sustainable ways of doing business We re constantly seeking new solutions that have progress in mind Join us and help create the critical insights that truly make a difference Our Values Integrity Discovery PartnershipAt S P Global we focus on Powering Global Markets Throughout our history the world s leading organizations have relied on us for the Essential Intelligence they need to make confident decisions about the road ahead We start with a foundation of integrity in all we do bring a spirit of discovery to our work and collaborate in close partnership with each other and our customers to achieve shared goals Benefits We take care of you so you can take care of business We care about our people That s why we provide everything you-and your career-need to thrive at S P Global Our benefits include Health Wellness Health care coverage designed for the mind and body Flexible Downtime Generous time off helps keep you energized for your time on Continuous Learning Access a wealth of resources to grow your career and learn valuable new skills Invest in Your Future Secure your financial future through competitive pay retirement planning a continuing education program with a company-matched student loan contribution and financial wellness programs Family Friendly Perks It s not just about you S P Global has perks for your partners and little ones too with some best-in class benefits for families Beyond the Basics From retail discounts to referral incentive awards-small perks can make a big difference For more information on benefits by country visit Global Hiring and Opportunity at S P Global At S P Global we are committed to fostering a connected and engaged workplace where all individuals have access to opportunities based on their skills experience and contributions Our hiring practices emphasize fairness transparency and merit ensuring that we attract and retain top talent By valuing different perspectives and promoting a culture of respect and collaboration we drive innovation and power global markets Equal Opportunity EmployerS P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race ethnicity color religion sex sexual orientation gender identity national origin age disability marital status military veteran status unemployment status or any other status protected by law Only electronic job submissions will be considered for employment If you need an accommodation during the application process due to a disability please send an email to and your request will be forwarded to the appropriate person US Candidates Only The EEO is the Law Poster describes discrimination protections under federal law Pay Transparency Nondiscrimination Provision -20 - Professional EEO-2 Job Categories-United States of America RSKMGT202 1 - Middle Professional Tier I EEO Job Group Job ID 316357 Posted On 2025-05-20 Location Gurgaon India