Compliance Officer
2 hours ago
Role Summary The Compliance Officer will support the Principal Officer in ensuring that the Fund Management Entity operates in full compliance with all applicable laws regulations and internal policies This role focuses on day-to-day compliance operations regulatory reporting and maintaining adherence to GIFT City and IFSCA guidelines while supporting the overall compliance framework Key Responsibilities Regulatory Compliance Monitoring Support ongoing compliance with SEBI AIF Regulations IFSCA Fund Management Regulations Companies Act FEMA and other applicable GIFT City guidelines Assist in end-to-end compliance with IFSCA SEZ SEBI and related regulatory frameworks Prepare and file periodic reports including monthly quarterly and annual filings with IFSCA Ensure timely submission of regulatory forms including AIF returns KYC and AML reporting Monitor compliance with investment guidelines and fund mandates Policy Implementation Documentation Implement and monitor the fund s compliance policies procedures and controls as established by the Principal Officer Maintain and update compliance manuals SOPs and internal policies Assist in reviewing Fund Documents Constitutional Documents and Policies Maintain physical and digital filing systems for statutory and operational documents Financial Reporting Operational Support Support timely preparation of financial statements audit support files and reports for the AIF and FME Coordinate with fund administrator fund accountant for timely NAV calculations Assist in reconciliation of bank accounts investor contributions investments and expenses Ensure accuracy of compliance-related financial reporting Stakeholder Coordination Coordinate with auditors legal advisors tax consultants and regulators under supervision Coordination with Administrator Bank custodian Clients Team members and other entities in GIFT Support investor onboarding including KYC FATCA CRS compliance Handle Client Queries related to Compliance and escalate complex matters Fund Operations Compliance Monitor capital call and distribution notices fund flows and reporting to investors for compliance Ensure compliance in coordination with custodians bankers fund administrators and portfolio managers Maintain investor records drawdown schedules commitment tracking for regulatory purposes Support board and investor meetings documentation and ensure necessary resolutions compliance Specialized Compliance Areas Execute AML Compliances procedures Support compliances of Ancillary Service Provider at GIFT City Manage compliance documentation including board minutes investor communications and vendor agreements Conduct regular compliance reviews and risk assessments Preferred Skills Competencies Strong understanding of IFSCA regulations SEBI guidelines and GIFT City operational framework Experience with Alternative Investment Funds AIF and Fund Management Entity operations Excellent knowledge of KYC AML FATCA and CRS compliance requirements Strong analytical and problem-solving skills Excellent written and verbal communication skills Ability to work under supervision while managing multiple compliance tasks Proficiency in regulatory reporting and documentation Strong attention to detail and accuracy Ability to work collaboratively with the Principal Officer and senior management Job Type Full-time Pay 40 000 00 - 60 000 00 per month Benefits Cell phone reimbursement Commuter assistance Work from home Location Gandhinagar Gujarat Required Work Location In person
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Compliance Officer
1 week ago
Gandhinagar, GJ, IN Swastik Placement Agency Full timeJob Title Compliance Officer Loca on GIFT City Gandhinagar Gujarat Timings 9 00 AM - 6 00 PM Onsite role About Us We are a proprietary trading firm based in GIFT City Gandhinagar As a regulated en ty under IFSCA we operate with no external clients and focus exclusively on proprietary trading We are looking for a Compliance Officer to ensure full compliance...
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Compliance Officer
3 weeks ago
Gandhinagar, GJ, IN xponentiate Full timeCompany Overview We are pleased to present an exciting opportunity for the role of Compliance Officer with a new global healthcare fund being launched out of GIFT City India This fund is strategically focused on investing in the Indian healthcare market with a significant emphasis on collaboration between the US and India Fund Details Fund...
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Compliance Officer
3 days ago
Gandhinagar, India RestAlgo Tech pvt ltd Full timeHelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI **Salary**: From ₹20,000.00 per month Schedule: - Day shift **Experience**: - total work: 5 years...
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Compliance Officer
4 days ago
Gandhinagar, India Bruc Bond Full timeCompany description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...
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Compliance Officer
4 days ago
Gandhinagar, India Bruc Bond Full timeCompany description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...
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Compliance Officer
1 week ago
Gandhinagar, Gujarat, India Swastik Placement Agency Full time ₹ 7,80,000 per yearJob Title: Compliance Officer LocaƟon: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM – 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated enƟty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure...
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Compliance Officer
1 day ago
Gandhinagar, Gujarat, India CDSL VENTURES Full time ₹ 12,00,000 - ₹ 15,00,000 per yearJob Description – Compliance Officer (KRA Operations, IFSC - GIFT City)Salary: Rs 12-15 lakhsLocation: Ahmedabad, GIFT CityPosition Title: Compliance Officer (Deputy Manager) – KRA OperationsLocation: GIFT City, Gandhinagar, Gujarat (IFSC)Department: Compliance – KYC Registration AgencyReports To: Senior Manager / Head of ComplianceRole Objective:To...
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Compliance Officer
2 days ago
Gandhinagar, India Bruc Bond Full timeCompany description: Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...
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Compliance officer
4 weeks ago
Gandhinagar, India InCred Capital Full timeEntity name: In Cred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...
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Compliance officer
4 weeks ago
Gandhinagar, India InCred Capital Full timeEntity name: In Cred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...
